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Súdny dvor Európskej únie·27.2.2003

C-413/01

ECLI:EU:C:2003:117

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Súdny dvor Európskej únie
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62001CC0413

OPINION OF MR GEELHOED — CASE C-413/01

OPINION OF ADVOCATE GENERAL GEELHOED delivered on 2 7 F e b r u a r y 2 0 0 3 1

I — Introduction become unemployed and the conditions on the job market have obliged him to under- take occupational retraining in another field of activity.

1. In this case the Verwaltungsgerichtshof wishes to ascertain from the Court whether an EU citizen may be regarded as a worker within the meaning of Article 39 EC on the basis of an employment relationship of limited duration in a Member State of which the person concerned is not a 3. The dispute in the main proceedings national, regard being also had to a number arose because in April 1996 the Austrian of specific activities carried on by the Bundesminister für Wissenschaft, Verkehr person concerned prior to commencement und Kunst (Federal Minister for Science, and following termination of the employ- Transport and Art) refused to grant study ment relationship. finance to an Italian national, Mrs Ninni- Orasche. She married an Austrian in 1993 and since then has been legally resident in Austria. In March 1996 she began studying romance languages in that country after having worked for two and a half months as a waitress/cashier in the summer of 2. If the answer is in the affirmative, the 1995. In the view of the Federal Minister, national court is then seeking clarification the person concerned did not satisfy the of the Court's case-law under which certain conditions laid down by the Court to be rights stemming from the status of a worker accorded the same treatment as an Austrian can also be enjoyed where the employment national. relationship is at an end. A migrant worker may, under certain circumstances, retain this status and thus entitlement to study finance under the same conditions as those which apply to national workers in the host Member State. The most important con- dition is that there is continuity between the occupational activity and the course of study or that the worker has involuntarily 4. Therefore, the essential question is whether Community law confers on Mrs Ninni-Orasche a right to equal treatment as 1 — Original language: Dutch. regards the grant of study finance. In the

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proceedings the Danish Government and 6. Article 17(1) EC establishes citizenship the Commission examined, inter alia in the of the Union. Every person holding the light of Grzelczyk, 2 w h e t h e r or not nationality of a Member State is a citizen of Article 17 EC relating to citizenship of the the Union. This citizenship complements European Union, read with the prohibition but does not replace national citizenship. in Article 12 on discrimination on the Under Article 17(2) EC, citizens of the ground of nationality, confers that right Union enjoy the rights conferred by the on M r s Ninni-Orasche. Although the Treaty and are subject to the duties national court did not examine this matter, imposed thereby. in my view the Court should consider the relevance to the substance of the dispute of the Treaty provisions concerning citizen- ship.

7. Under Article 18(1) EC, every citizen of the Union has the right to move and reside freely within the territory of the Member States, subject to the limitations and con- ditions laid down in the Treaty and by the measures adopted to give it effect.

II — Legal framework

8. Article 12 EC prohibits any discrimi- nation on the ground of nationality within the scope of application of the Treaty and without prejudice to any special provisions 5. The questions referred for a preliminary contained therein. ruling concern the freedom of movement for workers secured by Article 39 EC which entails the abolition of any discrimination on the ground of nationality as between workers of the Member States. Under A r t i c l e 7 ( 2 ) of R e g u l a t i o n ( E E C ) N o 1612/68 of the Council of 15 October 9. For the purposes of assessment Council 1968 on freedom of movement for workers Directive 93/96 of 29 October 1993 on the within the Community, 3a worker who is a right of residence for students 4is also of national of a Member State and has availed significance. The sixth recital in the pre- himself of the freedom of movement for amble thereto provides that 'beneficiaries workers is to enjoy in the host Member of the right of residence must not become State 'the same social... advantages as an unreasonable burden on the public national workers'. finances of the host Member State'. Under Article 1:

2 — Case C-184/99 [2001] ECR I-6193. 3 — OJ, English Special Edition 1968 (II), p. 475. 4 — OJ 1993 L 317, p. 59.

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'In order to lay down conditions to facili- by an intending beneficiary. The initial tate the exercise of the right of residence sentences of Paragraphs 2 and 3 provide and [with a view to guaranteeing access to that Austrian nationals may apply for vocational training in a non-discriminatory financial assistance for studies. Under Para- manner] for a national of a Member State graph 4(1), nationals of the Member States who has been accepted to attend a voca- of the European Economic Area are to be tional training course in another Member treated as Austrian nationals in so far as State, the Member States shall recognise the such treatment follows from the Agreement right of residence for any student who is a on the European Economic Area. It is not national of a Member State and who does disputed that, in so far as the scope ratione not enjoy that right under other provisions personae of the Studienförderungsgesetz is of Community law... where the student concerned, this provision refers to Com- assures the relevant national authority... munity law. that he has sufficient resources to avoid becoming a burden on the social assistance system of the host Member State...'

Article 3 of Directive 93/96 provides as III — Facts, order for reference and pro- follows: cedure

'This Directive shall not establish any 11. The national court described the facts entitlement to the payment of maintenance and background in the main proceedings as grants by the host Member State on the follows: part of students benefiting from the right of residence.'

10. The national legal framework is con- 12. The appellant in the main proceedings stituted by the Austrian Studienförderungs- is an Italian national and has been married gesetz 1992 (Law for the Promotion of to an Austrian since 18 January 1993. She Education), 5which contains the conditions h a s b e e n l i v i n g in A u s t r i a s i n c e relating to acquisition of the right to study 25 November 1993 and on 10 March 1994 finance. It appears from the case-file that received a residence permit valid until Paragraph 6 of this law sets out a number 10 March 1999. With this permit she also of objective criteria which must be satisfied acquired the right to take up and pursue activities as an employed person in the territory of Austria under the same con- 5 — BGBl. No 305, 1992. ditions as an Austrian worker.

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13. From 6 July to 25 September 1995 Mrs workers, and Regulation N o 1612/68. Fur- Ninni-Orasche worked in Austria as a thermore, the Federal Minister referred to waitress/cashier under a fixed-term the case-law of the Court, under which a contract of employment. In that capacity worker has a right to study finance if he can she was also responsible for managing the demonstrate that he has pursued occupa- stocks and purchasing and stocking goods tional activities for a considerable period in offered for sale. the country in which he takes up his studies and the occupational training relates to his previous occupational activities. The Fed- eral Minister considered that Mrs Ninni- Orasche did not satisfy these two con- ditions. 14. On 16 October 1995 she received in Italy her diploma in book-keeping and commerce (diploma di ragioniere e perito commerciale). She thereby fulfilled the requirements for admission to study at an Austrian university.

17. Thereupon Mrs Ninni-Orasche lodged an appeal with the Verfassungsgerichtshof (Constitutional Court) on grounds of infringement of her right to equal treatment 15. Between October 1995 and March before the law and infringement of Com- 1996 Mrs Ninni-Orasche sought employ- munity law. The Verfassungsgerichtshof ment in Klagenfurt corresponding to her declined jurisdiction and referred the case education and professional experience. to the Verwaltungsgerichtshof (Adminis- However, her purely spur-of-the moment trative Court). applications to hotels and a bank were unsuccessful.

16. In March 1996 she began studying romance languages at the University of 18. Having regard to the case-law of the Klagenfurt, specialising in Italian and Court of Justice on Article 39 EC and French. On 16 April she submitted an Articles 7(2) of Regulation N o 1612/68 of application for study finance under the the Council on freedom of movement for Studienförderungsgesetz which was workers, and the relevance of these articles rejected by the Federal Minster for Science, to higher education, the Verwaltungsger- Transport and Art. In the view of the ichtshof considers that two questions of Federal Minister, the reference in Para- European law are important, that is to say graph 4(1) of the Studienförderungsgesetz whether the appellant is a (migrant) worker 1992 to the EEA Agreement relates to the within the meaning of Article 39 EC and, if principle of non-discrimination contained so, whether she gave up her job voluntarily in Article 12 EC, freedom of movement for or involuntarily.

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19. Therefore, by order of 13 September 1.2.3 the fact that she attempted to 2001 the Verwaltungsgerichtshof requested find a new job in the period that the Court give a preliminary ruling on between the end of the short, the following questions: fixed-term employment rela- tionship and the time when she took up her studies?

'1. 1 Does the fact that an EU citizen works for a short period (two and a half months) that is fixed from 2. If she is a (migrant) worker under the outset in a Member State of Question 1: which she is not a national confer on her the status of a worker under Article 48 of the EC Treaty (now Article 39 EC)? 2. 1 Does the termination, by expiry of time, of an employment rela- tionship which is limited from the outset to a fixed term constitute a voluntary termination? 1. 2 When determining whether she is a worker in the above sense in such a case, are any of the following circumstances significant:

2. 2 If so, in such a case, when assess- ing w h e t h e r or n o t the ter- mination of the employment rela- tionship was voluntary or invol- 1.2.1 the fact that she took up untary, are any of the following the job only some years circumstances significant, either after her entry into the in themselves or in conjunction host State; with the other factors referred to herein:

1.2.2 the fact that shortly after the end of her short, fixed- 2.2.1 the fact that shortly after the term employment relation- employment relationship ship she became eligible ended she became eligible for entry to university in for entry to university in the host country by virtue the host country by virtue of having completed her of having completed her schooling in her country of schooling in her country of origin; origin and/or

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2.2.2 immediately following able, in the circumstances of the case, to t e r m i n a t i o n of t h a t derive from Community law a right to employment relation- equal treatment as regards the grant of ship until beginning study finance for a university education. her studies, she was l o o k i n g for a n o t h e r job?

Is it relevant to the answer to 22. In this respect certain preliminary this question that the other job remarks are appropriate. To begin with, it sought by the person in ques- is evident from the order for reference that tion constitutes a sort of con- Mrs Ninni-Orasche is not the child of tinuation at a similar (low) migrant workers. Therefore, she cannot level of the job which she was invoke the rights to study finance which doing for a fixed period but the family members of such workers derive which has come to an end, or a from Regulation N o 1612/68. 6 job which corresponds to the h i g h e r level of e d u c a t i o n achieved in the meantime?'

20. In the proceedings before the Court written observations were submitted by the 23. Furthermore, I consider that the Court Governments of Austria, Germany, the cannot merely give a limited answer to the United Kingdom and Denmark and by the questions referred by the national court. Commission. There was no hearing. The issues arising in the main proceedings concern not only whether Mrs N i n n i - Orasche is a migrant worker and whether the termination, by expiry of time, of a temporary employment relationship consti- tutes a voluntary termination. On the IV — Assessment question of whether C o m m u n i t y law confers on Mrs Ninni-Orasche a right of access to the system of study finance, in my view, the Court will, in giving its answer, A — Introduction inevitably also have to take account of factors of Community law which, strictly speaking, lie outside the scope of the 2 1 . As is evident from the description of the facts and the explanation which the 6 — See, amongst other authorities, Case C-3/90 Bernini [1992] Verwaltungsgerichtshof provided in the ECR I-1071, paragraph 25, in which it was held that study finance granted by a Member State to the children of reference for a preliminary ruling, the workers constitutes for a migrant worker a social advantage substance of the dispute concerns the w i t h i n the m e a n i n g of Article 7(2) of R e g u l a t i o n N o 1612/68 where the worker continues to support the question whether Mrs Ninni-Orasche is child.

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questions referred. In addition to the doc- concept has a Community meaning and trine of the abuse of Community law and must be interpreted broadly since it defines the application of Article 7(2) of Regu- the scope of one of the fundamental free- lation N o 1612/68 (Sections B and C), this doms guaranteed by the Treaty. 8 will include, in particular, the provisions relating to citizenship of the Union (Section D).

26. A worker is a person who, for a certain 24. Furthermore, the governments of the period of time, performs services for and Member States which submitted observa- under the direction of another person in tions and the Commission concur as return for which he receives remuneration. regards the task of the national court. It is However, in that respect it is a condition in fact the Verwaltungsgerichtshof that that only a person who pursues an activity must give a final judgment and, on the which is effective and genuine, to the basis of the facts and circumstances, decide exclusion of activities on such a small scale whether Mrs Ninni-Orasche has the status as to be regarded as purely marginal and of a worker within the meaning of the ancillary, is to be treated as a worker. 9 The Treaty and whether she has retained this nature of the legal relationship between status for the purpose of the right to equal worker and employer is not decisive as treatment as regards the grant of study regards the applicability of Article 39 finance. 7 However, the Court can, in EC. 10 proceedings for a preliminary ruling, pro- vide it with the necessary interpretative criteria to enable the judgment to be given in the main proceedings also to have regard to Community law.

27. The scope of the additional require- ment that the activity be 'effective and genuine' is central to the first question. The Verwaltungsgerichtshof asks the Court to provide clarification of the relevance of the B — The first question concerning the duration of the employment relationship concept of 'worker' and the conduct of the person concerned prior to commencement and following termination thereof. 25. There is detailed case-law in which a number of objective criteria have been developed for determining whether or not 8 — See, for example, Case 139/85 Kempf [1986] ECR 1741, paragraph 13, and Case 66/85 Lawrie-Blum [1986] ECR a person is a 'worker' within the meaning 2 1 2 1 , paragraph 16. of the Treaty. As is well known, the 9 — See, inter alia, Lawrie-Blum cited in footnote 8, paragraph 17; Bernini, cited in footnote 6, paragraph 14; and Case C-357/89 Raulin [1992] ECR I-1027, paragraph 10. 10 — S e e , primarily, Case 152/73 Sotgiu [1974] ECR 153, paragraph 5. In that case the Court held that what is now 7 — In accordance with settled case-law such as, for example, Article 39 EC draws no distinction between terms of Bernini, cited in footnote 6, paragraph 19. employment under public law and those under private law.

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28. In the first part of this question the 31. In Laivrie Blum and Bernini the Court national court seeks to ascertain whether acknowledged that a person engaged in the fact that a person works for a short preparatory training in the course of occu- period (two and a half months) that is fixed pational training must be regarded as a from the outset precludes him from having worker if the training period is completed the status of a worker. under the conditions of genuine and effec- tive activity as an employed person. 1 4In the Court's view, this conclusion cannot be invalidated by the fact that the trainee's productivity is low, that he works only a small number of hours per week or that he receives limited remuneration. In devel- 29. The case-law in regard to the duration oping his occupational aptitude it is necess- of the employment relationship varies ary for the person concerned to have according to the nature of the case. The completed a sufficient number of hours in Court has already ruled, inter alia, on the order to familiarise himself with the work. possible worker status of young persons In Bernini the national court had to exam- seeking their first job, part-time workers, ine, on the basis of these interpretative trainees and on-call workers. It is clear criteria, whether activity as an employed from this case-law that the duration of the p e r s o n w h i c h a t r a i n e e p u r s u e d for activity pursued by the person concerned is 10 weeks in preparatory training was a factor which the national court may take sufficient to confer on him the status of a into account in assessing whether or not the worker. activity is effective and genuine in nature.

30. Young persons seeking their first job have not yet entered the labour market and thus have naturally not pursued any occu- pational activity which is effective and genuine. 1 1 On the other hand, the Court 32. Raulin concerned, inter alia, the ques- has ruled that the pursuit of a part-time tion whether a worker on an on-call activity as an employed person, 1 2whereby contract for eight months who worked as normally no more than even 10 hours a a waitress five hours a day for only twelve week are worked, 1 3does not as such days must be regarded as having exercised preclude classification as a worker. an activity which is purely marginal and ancillary. The Court held that the fact that the person concerned worked only a very 11 — See recent judgment in Case C-224/98 D'Hoop [2002] limited number of hours in a labour ECR I-6191, paragraph 18. Therefore, Community law on relationship may be an indication that the freedom of movement for workers is, in relation to national rules concerning unemployment insurance, by activities exercised are purely marginal and definition not applicable to them. 12 — Case 53/81 Levin [1982] ECR 1035, paragraph 17. 13 — Case 171/88 Rinner-Kühn [1989] ECR 2743, paragraph 16. The case concerned the interpretation of Article 119 of 14 — Lawrie Blum, cited in footnote 8, paragraphs 19 to 2 1 ; the EC Treaty (now Article 141 EC). Bernini, cited in footnote 6, paragraph 15.

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ancillary. The national court may also take 34. The foregoing is confirmed by Lair. In account, if appropriate, of the fact that the that case the Court had to consider the person must, under the on-call contract, lawfulness of the additional requirement remain available to work if called upon to for the award of a grant to nationals of do so by the employer. 15 other Member States, namely that they must have worked in the host Member State for at least five years before the start of the course concerned. It was established

that the host Member State cannot make the right to the same social advantages provided for in Article 7(2) of Regulation N o 1612/68 conditional upon a minimum period of prior occupational activity within the territory of that State. 18 33. Therefore, the broad interpretation of the concept of 'worker' means that the Court does not exclude the possibility that a trainee pursuing an activity as an employed person for 10 weeks, or an on-call worker who has ultimately worked for only 60 hours may acquire the status of a worker. 16The duration of the activities is not in itself decisive. Ultimately, the ques- tion whether or not the work undertaken was purely marginal and ancillary also turns on other factors, in particular the nature of the activities concerned (a train- ing period is serious only where a sufficient number of hours are completed in order to allow for familiarity with the work) 1 7and 35. It follows from the foregoing that an the nature of the employment relationship EU citizen who has undertaken actual work (the irregular nature of the services actually as an employed person for two and a half performed under a contract for occasional months can in principle be a worker within employment). the meaning of Article 39 EC. The case-file shows that during this period Mrs Ninni- Orasche pursued activities as a waitress/ 15 — Raulin, cited in footnote 9, paragraph 14. cashier and as the person responsible for 16 — S e e also Case C-22/98 Becu and Others [1999] ECR managing the stocks and for purchasing I-5665, paragraphs 25 and 26.

In that case the Court concluded that the employment relationship which dockers and stocking the goods on sale. Neither the on fixed-term contracts of employment, which as a rule are for short periods and for the purpose of performing clearly nature of these activities nor the nature of defined tasks, have with the undertakings for which they perform dock work is characterised by the fact that they the employment relationship give grounds perform the work in question for and under the direction for assuming that the activities exercised of each of those undertakings, so that they must be regarded as 'workers' within the meaning of Article 39 EC. during the period of employment were 17 — See, in this connection, also Case 344/87 Bettray [1989] purely marginal and ancillary.

However, ECR 1621, paragraph 17, according to which work for the purposes of social employment cannot be regarded as an effective and genuine economic activity if it constitutes merely a means of rehabilitation or reintegration for the persons concerned and the purpose of the adapted 18 — Case 39/86 Lair [1988] ECR 3 1 6 1 , paragraph 44. employment is to enable those persons sooner or later to Emphasis added. See also Case 197/86 Brown [1988] recover their capacity to take up ordinary employment or ECR 3205, paragraph 22, and Case 157/84 Frascogna to lead as normal as possible a life. [1985] ECR 1739.

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it is for the national court to ascertain 38. I am not persuaded by the Danish whether or not the status of worker was Government's argument that in assessing actually acquired in this particular case, the effective and genuine nature of the regard being had to all the circumstances occupational activities account must also thereof. 19 be taken of the fact that the person concerned worked for only two and a half months in the host State during a period of residence of approximately two and half years. The argument that the activities 36. The second limb of the first question pursued remained limited to such a short relates to the conduct of the person con- period, and therefore appear to be marginal cerned prior to commencement and follow- and ancillary over the entire period of ing termination of the employment rela- residence, disregards the fact that, in deter- tionship. The national court refers to the mining the effective nature of the employ- fact that the appellant in the main proceed- ment relationship, the reasons why the ings took up the job only some years after person concerned did not enter the labour her entry into the host State, that she had market in the preceding period or thereafter completed her schooling, and that she make a renewed attempt to find employ- attempted to find a new job after the ment are immaterial. temporary employment relationship had come to an end.

37. In my view, these facts are irrelevant in determining the status of a worker within 39. In concluding the assessment of the first the meaning of Article 39 EC. They are question, the issue of abuse must be unconnected with the abovementioned addressed. In its statement of grounds the objective criteria which under the case-law Verwaltungsgerichtshof pointed to the risk are to be used in determining whether a of abuse and the United Kingdom Govern- person has the status of a worker. Accord- ment in particular examined this matter in ing to settled case-law, Community law its written observations. The abuse, it does not impose any additional conditions claimed, is constituted by the fact that for a person to be classifiable as a worker Mrs Ninni-Orasche intentionally worked other than the objective criteria referred to for only a few months in order sub- above. 20Furthermore, the three factors are sequently to be able to have recourse, as a unconnected with the possible ancillary worker within the meaning of the Treaty, nature of the work undertaken. None of to the social advantages which are associ- them gives any insight into the substance of ated with study finance and which are the activities pursued and the nature of the granted solely to persons who previously employment relationship. enjoyed the status of a worker. Essentially, she is a student who is artificially and incorrectly trying to pass herself off as a 19 — The case-file does not show, inter alia, how many hours worker. The United Kingdom Government she worked in the two and a half months or whether, for example, she was available on the basis of an on-call points to a number of objective circum- contract. stances which, in its view, might indicate 20 — See, for example, Brown, cited in footnote 18, paragraph 22. that the person concerned did not pursue,

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and did not endeavour to pursue, employ- 4 1 . Therefore, in my view, status as a ment of an effective and genuine nature. 21 worker within the meaning of Article 39 EC is not precluded by the fact that an activity was pursued for a period of only two and a half months on a temporary contract if it is established that an effective and genuine activity was pursued. In that respect it is irrelevant that the person concerned took up the job only some years after his entry into the host State, that shortly after the end of her short, fixed- term employment relationship she obtained a diploma in the Member State of origin 40. It is settled case-law that the benefici- making her eligible for entry to university aries of the rights granted under the EC in the host Member State, or that she Treaty may not abuse such rights in order attempted to find a new job after her to evade the application of national law in employment had come to an end. an unacceptable manner. Whatever else is established in this case-law, 22 I, like the Commission, consider that the doctrine of the abuse of C o m m u n i t y law is not material to the answer to be given to the first question. It is directed at the criteria relating to status as a worker. The possible abuse by the person concerned of the rights conferred on a worker by Community law C — The second question concerning the must not be confused with the question right to study finance once a worker is no whether or not a national is a worker longer employed within the meaning of Article 39 EC. There can be abuse of a right only after it has been established that the person concerned is ratione personae a beneficiary under Com- munity law. 23 Therefore, this concept has more of a connection with the second 42. Once the employment relationship has question which concerns the possible grant ended, the person concerned as a rule loses to an EU national of a entitlement under the status of a worker and thus also the Community law. right to the same social advantages within the meaning of Article 7(2) of Regulation N o 1612/68. However, migrant workers 21 — In particular the short duration of the contract of are guaranteed certain rights linked to the employment, the fact that the person concerned did not come to Austria to work but only took up employment of status of a worker even when they are no short duration some years after entry into the State and the fact that shortly after the end of her working activities she longer in an employment relationship. 24If satisfied the conditions for entry into university and also the first question is answered in the affirm- made use thereof. 22 — See my Opinion of today's date in Case C-109/01 Akrich ative, the Verwaltungsgerichtshof is essen- [2003] ECR I-9607, I-9610, paragraph 96 et seq. tially asking in the second question whether 23 — See Lair, cited in footnote 18, according to which a national of a Member State may claim the rights conferred by Community law only in his capacity as a worker within the meaning of Article 39 EC and Regulation N o 1612/68 (paragraph 41). 24 — Case C-85/96 Martínez Sala [1998] I-2691, paragraph 32.

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the person concerned in this case can 45. First, a worker retains the status of a benefit from this case-law. worker where there is continuity between the occupational activity previously pur- sued and the university course of study embarked on, in other words where there is a link between the previous occupational activity and the nature of the studies. Secondly, migrant workers do not lose certain rights stemming from the status of a worker where they have involuntarily 4 3 . Under Article 7(2) of Regulation become unemployed and are obliged by N o 1612/68, a worker who is a national conditions on the job market to undertake of a Member State and avails himself of occupational retraining in another field of freedom of movement for workers is to activity. In that case continuity is not enjoy the same social advantages in the required. The Court substantiated this view host Member State as national workers. 25 by stating that continuous occupational It is not disputed that a grant awarded for activities are less c o m m o n t h a n was maintenance and training with a view to formerly the case. They are frequently the pursuit of university studies constitutes interrupted by periods of training or a social advantage within the meaning of retraining. 27 this provision. 26

46. Furthermore, the Court has laid down 44. The referring court, the Commission a number of safeguards against abuse. A and the governments which have submitted worker does not gain access to the social observations analysed the specific con- advantages where he enters into an employ- ditions laid down by the Court concerning ment relationship for a particular period the right to equal treatment enjoyed by with a view subsequently to undertaking such migrant workers as regards access to university studies and where he would not the maintenance grant system. The relevant have been employed by his employer if he case-law consists in particular of the judg- had not already been accepted for admis- ments in Lair, Brown, Raulin and Bernini sion to university. In such circumstances, and may be summarised as follows. the employment relationship, which is the only basis for the rights deriving from Regulation N o 1612/68, is merely ancillary 25 — In Martínez Sala, cited in footnote 24, paragraph 25, the Court describes the settled case-law on the content of the to the studies to be financed by the grant. 28 concept of 'social advantage' referred to in Article 7(2) of Moreover, the Court has held that where it Regulation N o 1612/68 as follows: 'all the advantages which, whether or not linked to a contract of employment, may be established on the basis of objective are generally granted to national workers primarily because of their objective status as workers or by virtue of the mere fact of their residence on the national territory and whose extension to workers who are nationals of other Member States therefore seems likely to facilitate the 2 7 — See, for example, Lair, cited in footnote 18, paragraphs 37 mobility of such workers within the Community...'. and 38. 26 — Lair, cited in footnote 18, paragraph 28. 28 — Brown, cited in footnote 18, paragraphs 27 and 28.

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evidence that a worker has entered another 49. The parties which submitted observa- Member State for the sole purpose of tions take different views in this respect. enjoying, after a very short period of The Austrian, German and United King- occupational activity, the benefit of the dom Governments argue that a worker student assistance system in that State, such who enters, of his own volition, into a abuse is not covered by Article 39 EC and fixed-term contract, fully accepts that the Regulation N o 1612/68. 29 employment relationship is at an end once that term expires. In their view that is not a case of involuntary unemployment.

47. Finally, in this connection as well it is for the national court to investigate the facts. It is for it to assess whether the occupational activities pursued previously in the host country, whether or not inter- 50. Conversely, the Commission takes the rupted, disclose a relationship with the view that the 'voluntary nature' of the subject-matter of the studies. In that con- unemployment does not necessarily depend nection it is for that court to take into on the personal volition of the worker. account the various factors material to that With reference to Tetik it states that the assessment, such as the nature and the concept of involuntary unemployment diversity of the activities pursued and the m e a n s t h a t the inactivity c a n n o t be duration of the period between the end of attributed to the worker. 3 1In the Com- those activities and the commencement of mission's view the end of a temporary the studies. 3 0 contract of employment does not give rise to 'voluntary unemployment' unless, upon termination of the temporary employment r e l a t i o n s h i p , the w o r k e r specifically expressed a desire not to be considered for extension of the contract.

48. In the present case the national court mentions a number of specific circum- stances and seeks to ascertain what effect they may have for the purposes of the legal determination. The first part of the second question concerns the termination of a fixed-term employment relationship. Is this 51. The Danish Government considers that circumstance in itself sufficient to support a the national court itself must give judgment finding of voluntary unemployment (2.1)? on the basis of the circumstances of the The answer is important since a migrant case. In doing so it may take account of the worker may derive certain rights from conditions on the job market only in the event of involuntary unemployment. 31 — Case C-171/95 Tetik [1997] ECR I-329, paragraphs 38 and 39. This case concerned the interpretation of the concept of 'involuntary unemployment' within the mean- ing of Article 6(2) of Decision N o 1/80 of the Council of Association of 19 September 1980 on the development of 29 — Lair, cited in footnote 18, paragraph 4 3 . the Association between the European Economic Commu- 30 — Bernini, cited in footnote 6, paragraph 19. nity and Turkey.

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practices in the field of activity concerned, 53. In my view, the national court must the duration of the contract, the chances of take particular account of the character- finding a job which is not temporary, and istics of the job market which is relevant to the personal interest of the appellant in the the worker. In certain occupations tempor- main proceedings in entering into an ary contracts of employment are much employment relationship for only a fixed used; there can be various reasons for this. term.

Furthermore the national court must For e x a m p l e , it is c o n c e i v a b l e t h a t examine whether, after the termination of employers who operate in markets sensitive the previous temporary employment rela- to economic fluctuations or employers tionship, the person concerned made suffi- dependent on seasonal labour will prefer cient efforts to find a new occupational to offer workers only temporary contracts activity corresponding to her qualifications. of e m p l o y m e n t . T h e inflexibility of national labour law can also be a reason for an employer to opt for fixed-term contracts of employment.

In such cases the termination of a temporary employ- ment contract does not necessarily mean that the worker concerned is voluntarily u n e m p l o y e d . W h e n entering into an employment relationship the worker often 52. I agree with the thrust of the argument has no real influence over the choice of the put forward by the Danish Government. type of contract. For economic and social An employment relationship which is reasons he himself would as a rule prefer a limited from the outset to a fixed term contract of unlimited duration. and the expiry of the period of employment laid down in a temporary contract of employment cannot be decisive as to whether a worker's unemployment is vol- untary or involuntary. 3 2 Incidental circum- stances must be taken into account to establish whether such unemployment is 54. On the other hand, situations are con- attributable to the worker and they must be ceivable in which a worker intentionally examined by the national court. These opts for a temporary employment relation- circumstances are connected, on the one ship. A worker may wish to gain experience hand, with the working environment in with various employers, for example, by which the worker finds himself and, on the performing agency work.

Conceivably he other, with his personal conduct. may also accept a temporary job in order to save up to finance a subsequent course of study or may not wish to enter into a 32 — Tetik, cited in footnote 3 1 , to which the Commission and the Austrian Government refer, cannot, in my view, be longer-term contract because he is waiting applied completely to the present case because the context for a job better suited to his level of is not entirely comparable. Tetik concerned the calculation of periods of involuntary unemployment treated as periods education and ambitions. If, on the basis of legal employment in connection with the residence permit of a Turkish national in Germany. In the present of the facts, it is established that the worker case the involuntary unemployment of the migrant worker does not wish — either beforehand or must be examined in the light of the possible benefit of rights to study finance on the part of migrant workers who subsequently — to be considered for an are no longer employed. In that respect it is particularly relevant that a worker who has involuntarily become extension of the temporary contract of unemployed may be obliged by the conditions on the job employment for a definite or indefinite market to undertake occupational retraining in another field of activity. term, this is an indication of voluntary

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unemployment. In such a case the person 57. The views of the intervening Member concerned loses his status of worker States and the Commission coincide in this because there is no reason for it to be regard or form part of the answer to the extended, that is to say that the conditions first limb of the second question. The on the job market do not oblige him to Austrian Government takes the view that undertake occupational retraining. the obtaining of a diploma conferring eligibility in the period between the end of the employment relationship and the com- mencement of the course of study proves that the unemployment was not involun- tary. The German Government and the Commission have pointed out that the abovementioned circumstances are irrel- evant in assessing whether or not the end of an employment relationship is voluntary. 55. In the light of the foregoing, it is now However, the Commission considers that necessary to examine the other circum- the factors may be relevant in determining stances outlined by the national court in the whether or not the appellant in the main second part of the second question. proceedings can assert a right to support for a university education. The United Kingdom Government considers that these factors are relevant in determining whether or not the appellant in the main proceed- ings artificially created a situation in which she was unemployed in order to obtain a maintenance grant in which case there is, in its view, abuse.

56. In that regard it must be determined whether it is material to the issue whether the end of the employment relationship was voluntary that, shortly after the employ- 58. In order to clarify the answer to the ment ended, eligibility was obtained for final part of the second question, I will first entry to university in the host country examine the relevance of the abovemen- (2.2.1). The national court further seeks tioned factors in determining whether the to ascertain the significance of the (unsuc- unemployment is voluntary or involuntary. cessful) attempts by the person concerned to find other employment in the host Member State. In this connection the ques- tion also arises as to the relevance of the fact that the new employment sought by 59. In common with most of the govern- the person in question substantively con- ments referred to above and the Commis- stitutes a kind of continuation at a similar sion, I take the view that the abovemen- (low) level of the previous short-term tioned circumstances in principle have no employment which has come to an end, bearing on the voluntary nature of the or that it is employment in keeping with the unemployment. Neither the obtaining, in higher level of education achieved in the another Member State, of a diploma offer- meantime (2.2.2). ing access to university in the host Member

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State, nor the attempt to find other employ- diploma in accounting and commerce ment, nor the level of employment sought, attained by Mrs Ninni-Orasche, which have any connection with the employment makes her eligible for entry to university, relationship from which the worker derived may indicate some connection with the his status. In both cases higher levels of earlier administrative activities on account education can be attained and other of the commercial content thereof. What is employment sought irrespective of whether i m p o r t a n t is the c o n t i n u i t y between a person has become unemployed volun- employment and study and not the nature tarily or involuntarily. At most the fact that of the diploma granting admission to a an unsuccessful attempt was made to find university course of study. new employment provides support for the view that the unemployment might not have been entirely involuntary.

60. However, the Court must go further than this in order to give a satisfactory answer to the national court. As the various governments and the Commission have noted, the abovementioned circumstances may ultimately be relevant as to whether 62. If the national court concludes that the the appellant in the main proceedings may unemployment is involuntary, it may be have recourse to social advantages within considered, secondly, whether the worker is the meaning of Article 7(2) of Regulation obliged by the conditions on the job market N o 1612/68. I will examine this matter in to undertake occupational retraining in greater depth below. another field of activity. In the case-file there are few indications that the appellant in the main proceedings satisfies this con- dition. Also relevant in this connection are the objective factors which may indicate that the applicant carried on the occupa- tional activity for only a very short period 61. Firstly Mrs Ninni-Orasche is eligible for the sole purpose of enjoying the benefit for the right to equal access to study of the student assistance system. 3 3 The finance if there is continuity between the fixed term of the contract of employment, subject studied, namely romance languages, coupled with the fact that the person and the previous occupational activity as a concerned did not come to Austria to work waitress/cashier involving a number of but only took up that short term employ- additional administrative tasks. I deduce ment some years after entry into the State from the case-file that there is plainly no are, in my view, indications that Mrs real connection between the two activities. Ninni-Orasche did not make intensive Not only are there profound differences in efforts on the Austrian job market. The substantive terms, but also the two activ- ities are on two entirely different levels. I do not regard as relevant the fact that the 33 — Lair, cited in footnote 18, paragraph 43.

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argument that it is necessary, on account of — following involuntary unemployment, conditions on the job market, to study the conditions on the employment romance languages in conjunction with a market in the host Member State oblige function in another field of activity is a him to u n d e r t a k i n g o c c u p a t i o n a l fortiori rather implausible. retraining in another field of activity.

Whether there is a substantive relationship 63. Nevertheless, it is for the national court between the previous occupational activ- actually to determine, on the basis of all ities and the subsequent course of study, or objective and relevant circumstances, whether there is involuntary unemploy- whether or not the appellant in the main ment, and whether the conditions on the proceedings is able to have recourse to job market indicate that retraining is social advantages within the meaning of necessary to carry on another occupational Article 7(2) of Regulation N o 1612/68. activity, are matters to be determined on the basis of the objective circumstances of the case.'

64. I therefore propose the following answer to the second question:

D — The right to study finance by virtue of citizenship of the Union

'A national of another Member State who commences university studies in the host 65. The national court requested the Court Member State, having carried on an occu- merely to rule on the interpretation of p a t i o n a l activity there, may rely on Article 39 EC and Regulation N o 1612/68. Article 7(2) of Regulation N o 1612/68 only As stated above, the Commission and the where Danish Government have also raised the question as to whether Mrs Ninni-Orasche might be able to derive a right to study finance from the provisions of the Treaty concerning citizenship of the Union in conjunction with the prohibition on dis- crimination on the basis of nationality. — there is a substantive relationship Both the Danish Government and the between his previous occupational Commission conclude that reliance on activity in the host Member State and Articles 12 and 17 EC in order to obtain the subsequent course of study, or study finance cannot be successful in the

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circumstances of the case and in that the possible effects of Articles 12, 17 and connection they rely, in particular, on the 18 EC in relation to the legal matters at wording of Regulation N o 93/96 and the issue in the main proceedings. Grzelczyk judgment of 20 September 2 0 0 1 .

66. In that regard the question that first arises is whether, in the present case, the Court should rule at all on the interpre- tation of the abovementioned provisions of the Treaty. The reference from the national 69. In the present case this is evident for a court does not seek interpretation of those number of reasons. Firstly, the national provisions and the appellant in the main court made the order for reference shortly proceedings has also not requested such before the Court gave its judgment in interpretation. Grzelczyk. Furthermore, the case-law con- cerning citizenship is still being developed. The Court has recently given a number of other relevant judgments. 3 5Secondly, I consider that the matters indicated in the order for reference are sufficient to provide 67. The Commission takes the view that the Verwaltungsgerichtshof with a satisfac- such a ruling is appropriate and in that tory answer regarding Articles 12, 17 and connection refers to the settled case-law of 18 EC. It is beyond dispute that Mrs the Court and the principle of procedural Ninni-Orasche seeks to derive the right to economy. The Danish Government does study finance from C o m m u n i t y law. not consider it necessary for the facts to be Thirdly, the relevant national legislation assessed in the light of those provisions of at issue does not, as regards the right of Community law but has submitted obser- nationals of other Member States to study vations thereon should the Court take a finance, refer only to the Treaty provisions different view. relating to workers. According to the order for reference, Mrs Ninni-Orasche appealed against the decision of the Federal Minister also on grounds of 'infringement of Com- munity law' and the Treaty provisions relating to citizenship which form part 68. In order to provide a satisfactory thereof. Fourthly, as the Commission has answer to the referring court, the Court correctly noted, an examination at this may deem it necessary to consider provi- stage of the Treaty provisions on citizen- sions of Community law to which the ship will avoid a situation in which the national court has not referred in its ques- national court is obliged to refer to the tion. 3 4 In my view, there can be no Court for a preliminary ruling questions on objection to a judgment of the Court on that matter at second instance.

34 — See the recent judgment in Joined Cases C-228/01 and C-289/01 Bourrasse and Perchicot [2002] ECR I-10213, 35 — In particular Case C-413/99 Baumbast and R [2002] ECR paragraph 33. I-7091 and D'Hoop, cited in footnote 11.

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70. As regards the substance, the Commis- sions on citizenship of the Union have no sion considers that Mrs Ninni-Orasche has added value for EU nationals. lost her status as a worker, but by com- mencing university studies has acquired the status of a student within the meaning of the directive on the right of residence for students. She is therefore bound by the limitations that this directive imposes on the entitlements that EU nationals may derive therefrom. In particular she is covered by the restriction relating to the award of study finance. Article 3 of Direc- tive 93/96 expressly provides that it does not confer entitlement on students benefit- 73. As the Court has since repeatedly held, ing from the right of residence to the Union citizenship within the meaning of payment of maintenance grants by the host Article 17 EC is destined to be the funda- Member State. In the Commission's view, mental status of nationals of the Member that is not altered by the fact that Mrs States. As a national of a Member State Ninni-Orasche has already lived in Austria lawfully residing in the territory of another for a considerable time and has also com- Member State, [the appellant] in the main menced her university studies there. proceedings, Mrs Ninni-Orasche, comes within the scope ratione personae of the provisions of the Treaty concerning citizen- ship of the Union. 3 6

7 1 . The Danish Government adds a n u m b e r of c r i t i c a l o b s e r v a t i o n s t o Grzelczyk which it regards as inconsistent with the clear wording of Article 3 of Directive 93/96. It reiterates its view, which has already been put forward in the pro- ceedings in Grzelczyk, that citizenship of the Union may not be taken to mean that such citizens have obtained rights that are 74. In principle Union citizenship enables more extensive than those already stem- nationals of Member States in the same ming from the EC Treaty and secondary situation to enjoy the same treatment in legislation. law irrespective of their nationality. EU nationals may invoke Article 17 EC, read in conjunction with Article 12 EC, which prohibits discrimination on grounds of nationality, as from the entry into force of the provisions on Union citizenship. 3 7

72. I consider the Commission's assessment 36 — See Martinez Sala, cited in footnote 24, paragraph 61. is correct but too limited. I do not share the 37 — See, for example, D'Hoop, cited in footnote 11, para- Danish Government's view that the provi- graphs 25, 27 and 28.

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75. However, the abovementioned provi- citizenship and on education and voca- sions apply only in situations which fall tional training and by referring to the within the scope ratione materiae of Com- directive on the right of residence for munity law. 38 students. 4 1In the main proceedings a French national who was taking a four-year university course in Belgium and, in his final year, was no longer able to meet his living costs himself, risked losing his right of residence if he did not have this mini- mum level of income. The Court concluded 76. These situations include those invol- that Articles 12 and 17 EC preclude ving the exercise of the fundamental right national legislation which make entitle- guaranteed by Article 18(1) EC to move ment to the minimum subsistence allow- and reside freely in another Member State. ance subject to the condition, in the case of In Baumbast the Court held that nationals of Member States other than the Article 18(1) EC has direct effect and this host State, that they come within the scope finding is relevant in particular as regards of Regulation N o 1612/68 when no such citizens who carry on no economic activity condition applies to nationals of the host within the meaning of Articles 39 EC, 43 State. 42 EC and 49 EC. 39 The direct effect of Article 18(1) EC is also relevant on account of the interpretation of the limitations and conditions which under that provision may be placed on the exercise of the right of residence. They are now subject to review by the national court. 40 78. This broad interpretation of the Treaty provisions on citizenship results in particu- lar from the Court's broad view taken of the concept of 'resources' within the mean- ing of Directive 93/96. This directive con- tains the 'limitations and conditions' imposed on the rights conferred on Union 77. In Grzelczyk the Court ruled that a citizens by Article 18(1) EC. Under Article 1 Union citizen w h o pursues university of this directive, Member States may studies in a Member State other than the require migrant students to show that they State of which he is a national has the right have 'sufficient resources' to avoid becom- to rely on the prohibition laid down in ing a burden on the social assistance system Article 12, read in conjunction with the of the host Member State during their right guaranteed by Article 18 EC to move period of residence. Under Article 3 of the and reside freely in another Member State. directive, no right is to be established to The Court substantiates this view by point- payment of maintenance grants by the host ing to the fact that the Treaty has evolved Member State for students who benefit as a result of the inclusion of provisions on from the right of residence. However, the

38 — See, for example, Grzelczyk, cited in footnote 2, paragraph 41 — Council Directive 93/96/EEC of 29 October 1993 on the 32. right of residence for students (OJ 1993 L 317, p. 59). 39 — See Baumbast, cited in footnote 35, paragraphs 81 to 84. 42 — Grzelczyk, cited in footnote 2, paragraphs 34 to 37 and 40 — Baumbast, cited in footnote 35, paragraph 86. 46.

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Court consequently infers that 'there are no 80. Moreover, it must be assumed that the provisions in the directive that preclude appellant in the main proceedings does not those to whom it applies from receiving have the status of a worker and exercises social security benefits'. Furthermore, it is no other fundamental economic freedom clear from the sixth recital in the preamble within the meaning of the Treaty. Nor does that beneficiaries of the right of residence the case-file show that her Austrian spouse 'must not become an " u n r e a s o n a b l e " avails himself of one of the fundamental burden on the public finances of the host e c o n o m i c f r e e d o m s g r a n t e d by t h e Member State'. The Court therefore con- Treaty. 46 Therefore, she may not invoke cludes that Directive 93/96, like Directives the rights which economically active 90/364 and 90/365, 4 3accepts 'a certain citizens and their family members enjoy. degree of financial solidarity between nationals of a host Member State and nationals of other Member States, particu- larly if the difficulties which a beneficiary of the right of residence encounters are temporary'. 44

81. Accordingly, consideration must be given to the basis of her right of residence in Austria. Mrs Ninni Orasche does not owe her leave to reside to reliance on the right guaranteed to Union citizens by the Article 18 EC to move and reside freely in another Member State. She was given a residence permit valid until 1999 by virtue 79. In assessing whether or not Mrs Ninni- of her marriage to an Austrian citizen in Orasche can successfully rely on the above- 1993 and this right of residence therefore mentioned provisions to claim the right to has its origin in national law. However, as study finance under the same conditions as a result of Austria's accession to the Austrian nationals, 45it is necessary first to European Union in 1995 and the com- establish that she has no right to study mencement of her university studies in finance on the basis of her nationality. This 1996 Mrs Ninni-Orasche's right of resi- is evident from the scheme of the Studien- dence has assumed a Community dimen- förderungsgesetz and the scope of the sion. At the time of the facts in the main question referred. proceedings the residence permit in prin- ciple had, in addition to a basis in national law, a basis in European law which stems 43 — Council Directive 90/364/EEC of 28 June 1990 on the in particular from Article 18 EC and right of residence (OJ 1990 L 180, p. 26) and Council Directive 90/365/EEC of 28 June 1990 on the right of Directive 93/96. residence for employees and self-employed persons who have ceased their occupational activity (OJ 1990 L 180, p. 28). 44 — Grzelczyk, cited in footnote 2, paragraphs 38, 39 and 44. 46 — See, in this connection — in respect of migration rights of 45 — The objective requirements for eligibility for a mainten- spouses of services providers under the Treaty — Case ance grant are set out in Paragraph 6 of the Studien- C-60/00 Carpenter [2002] ECR I-6279, in particular förderungsgesetz. paragraphs 36 to 39.

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82. However, it is realistic to assume that 85. Firstly, let us take the case in which the directive on the right of residence for Mrs Ninni-Orasche could avail herself of students is not directly relevant to Mrs the entitlements conferred on migrant stu- Ninni-Orasche. For Directive 93/96 is dents by Directive 93/96. In this case intended to lay down conditions 'to facili- Grzelczyk is relevant but in my view this tate the exercise of the right of residence judgment is of no assistance to the appel- and with a view to guaranteeing access to lant in the main proceedings. vocational training for a national of a Member State who has been accepted to attend a vocational training course in another Member State' (Article 1). There are grounds for believing that Mrs Ninni- Orasche does not fall within the scope thereof because she derived her right of residence from national law in 1996 and had no need at all of a right of residence 86. Thus, the factual situation in the two under the directive. cases differs. Grzelczyk concerned an EU national who for a number of years had had sufficient resources as a student and had only one year left to complete his studies. Without assistance he risked losing his residence permit in the Member State in which he was studying and thus being 83. However, even on the supposition that unable to complete his studies. The Court the residence permit has a basis purely in took account of these specific circum- national law, there is nothing to prevent stances of the case in its judgment. Mrs Ninni-Orasche from relying on her status as a Union citizen. Moreover, I consider that, where statuses vary or over- lap under Community law and national law, she may rely on the most favourable set of rules. 47

87. At the time at which Mrs Ninni-Or- asche submitted her application for study finance she was at the beginning of her studies of romance languages. Her right to 84. Therefore, I will consider below two reside in Austria and her capacity actually possible situations, that is to say that in to avail herself of that right were not at which Mrs Ninni-Orasche derives the clas- issue in any way. Therefore, she was able to sification as a student under Community continue to enjoy the most fundamental law from Directive 93/96 and the alter- right that she derived from her EU citizen- native situation in which Directive 93/96 ship, that is to say the right to move and has no relevance to her. reside freely in the host Member State. Moreover, in strictly legal terms her case differs from the situation underlying 47 — Also see, to this effect, the Opinion of Advocate General Alber in Grzelczyk, cited in footnote 2, paragraph 92. Grzelczyk. That case related to a tempor-

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ary benefit necessary to enable residence remains as a Community law basis for for the purpose of completing a course of granting the right to study finance under study. This case relates to study finance the same conditions as those which apply which has no bearing either on the right or to nationals of the host Member State who the capacity to reside in the host Member are in the same situation. State.

90. Although Grzelczyk concerned a dif- 88. I infer from the grounds in Grzelczyk, ferent case, the tenor of that judgment must in particular the reference to 'a certain nevertheless be applied in a situation in degree of financial solidarity' in connection which an EU national falls victim to with the particular situation in which the unacceptable discrimination. In my view, student concerned found himself, that this the principle of a minimum degree of judgment specifically did not seek to over- financial solidarity can, in specific, objec- ride the basic conditions laid down by the tively verifiable circumstances, create a three directives on residence, that is to say right to equal treatment. that EU nationals who move to another Member State to become established there must show that they have the necessary resources so as not to be reliant on social security benefits in the host Member State. Within the framework of the directive on 91. This is so where an EU national has the right of residence for students, this already resided legally for a considerable means that a national of a Member State time in another Member State in a capacity who begins a course of study in another which is not connected primarily with the Member State may not have recourse to exercise of the fundamental economic free- maintenance grants in the host State. This doms granted by the Treaty and where the restriction on the rights of migrant students residence permit is also not dependent on is expressed unequivocally in Article 3, that university studies which the person con- is to say in the operative part of the cerned has commenced in the host State. I directive. consider that such a situation must, for a number of reasons, be placed within the scope of the Treaty, with the result that the EU national acquires the right to equal treatment in law.

89. However, the foregoing arguments apply only if Mrs Ninni-Orasche is classi- fied as a student within the meaning of Directive 93/96 and intends to derive entitlements from this directive. If she does 92. Firstly, the restriction contained in not require these entitlements, Article 17 Article 18 EC whereby the right to resi- EC, read in conjunction with Article 12 EC, dence is to apply only subject to the

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limitations and conditions laid down in the of study in a Member State of which they Treaty and secondary legislation is not are not nationals not only fall within the relevant in such a case. Article 17, read in scope of Community law but also actually conjunction with Article 12, can, in specific enjoy a special status under the Treaty. circumstances, confer a right to equal treatment even where social advantages which are not granted under the directives on residence are concerned.

94. Thirdly, there are, in the abovemen¬ tioned circumstances, no grounds for not treating an EU national in the same way as other beneficiaries under Community law such as, in particular, workers and their family members. As I stated previously in my opinion in Baumbast, the provisions on citizenship of the Union have added value 93. Secondly, the importance of education, for the group of economically non-active and in particular university education, has citizens 50 to whom the right to equal now been broadly recognised within the treatment is important. context of the objectives of the EC Treaty. In Grzelczyk and D'Hoop the Court linked the Treaty provisions on education and vocational training with the applicability of Articles 12 and 17 EC. It is clear from Grzelczyk that the judgment in Brown in 1988, according to which at that stage in the development of Community law, assist- 95. In the present case there are certain ance given to students for maintenance and further reasons for granting these addi- training fell in principle outside the scope tional rights to Mrs Ninni-Orasche. At the of the Treaty, became obsolete following time at which she commenced her studies the introduction into the Treaty of the (March 1996) she had already been resi- provisions on citizenship and on education dent in Austria for over two years and her and vocational training. 48 In D'Hoop the residence permit was valid for a further Court ruled that national legislation was three years. In view of her marriage to an precluded which placed Belgian nationals Austrian national even after 1999 she who had had all their secondary education plainly retained a right of residence in in Belgium at an advantage over those who, respect of the remainder of her period of having availed themselves of their freedom study. In addition, she obtained the Italian to move, had obtained their diploma of diploma granting her the right to enter a completion of secondary education in university in Austria immediately prior to another Member State. 49 This case-law commencing her studies. There is clearly no shows that students who take up courses abuse in the sense of Mrs Ninni-Orasche

48 — Grzelczyk, cited in footnote 2, paragraphs 34 and 35. 50 — See, in particular, paragraph 114 et seq. of the opinion in 49 — D'Hoop, cited in footnote 1 1 , paragraphs 32 to 35. Baumbast, cited in footnote 35.

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deliberately choosing to acquire Austrian stitutes blatant discrimination which is residence in order thus to be able to have contrary to the principle that Union citizens recourse to study finance. Furthermore, have the right to equal treatment before the whereas the basic principle in the directive law under Article 12 EC. on the right of residence for students is that a national of one Member State moves temporarily to another Member State to take up a course of study, Mrs Ninni- Orasche's residence in Austria is structural in nature.

98. Inequality of treatment can be justified only if it is based on objective consider- ations independent of the nationality of the persons concerned and is proportionate to the legitimate aim of the national provi- 96. Although, as Community law now sions. 5 1 Although I have strong doubts as stands, social security benefits, and in to whether an objective ground exists in the particular rights to study finance, are not present case, 52 no reasoned view can be harmonised, this fact cannot be used as an given on this matter. Neither the national argument against EU nationals who are in a court nor the parties which submitted specific situation and have already resided written observations have examined it. legally for a considerable period in another Therefore, the national court in the main Member State before claiming social bene- proceedings will have to carry out that fits. In that case there is a need for a examination as to the substance. minimum degree of financial solidarity towards those residents who are students having the nationality of another Member State. I consider that precisely a resident in the situation of Mrs Ninni-Orasche, who has a demonstrable and structural link to Austrian society, cannot be treated in the host State as any other national of a third country. 99. In my view, Articles 12 and 17 EC confer on EU nationals who have already

51 — Case C-274/96 Bickel and Franz [1998] ECR I-7637, paragraph 27, and D'Hoop, cited in footnote 11, para- graph 36. 52 — See D'Hoop, cited in footnote 11. The Court considers that the criterion that the place where the diploma of completion of secondary education was obtained is too 97. The fact that Mrs Ninni-Orasche is general and exclusive in nature to attain the legitimate objective of ensuring that special employment programmes unable to claim a right to study finance in are accessible only to young people who have a real link to the main proceedings must be attributed to the national employment market (paragraphs 38 and 39). In the present case Austria could rely on its legitimate the limited scope ratione personae of the interest in maintaining an effective system of study finance. That system could be jeopardised by an excessively large Studienförderungsgesetz. The refusal of the influx of students from other Member States having Federal Minister was made purely on recourse to national maintenance grants. In my view, this argument does not apply on account of the particular grounds of nationality and therefore con- circumstances of the present case.

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resided lawfully for a considerable time as Inequality of treatment can be justified economically non-active citizens in the only if it is based on objective consider- territory of another Member State and ations independent of the nationality of the have commenced university studies there, persons concerned and is proportionate to entitlement to study finance under the same the legitimate aim of the national provi- conditions as those which apply to sions. nationals of the host Member State.

V — Conclusion

100. In light of the foregoing I propose that the Court should answer the questions referred by the Verwaltungsgerichtshof for a preliminary ruling as follows:

(1) Status as a worker within the meaning of Article 48 of the EC Treaty (now Article 39 EC) is not precluded by the fact that an activity was pursued for a period of only two and a half months on a temporary contract if it is established that an effective and genuine activity was pursued. In that respect it is irrelevant that the person concerned took up the job only some years after her entry into the host State, that shortly after the end of her short, fixed-term employment relationship she obtained a diploma in her State of origin conferring eligibility for entry to university in the host State, or that she attempted to find a new job after her employment relationship had come to an end.

(2) A national of another Member State who commences university studies in the host Member State, having carried on an occupational activity there, may rely

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on Article 7(2) of Regulation (EEC) N o 1612/68 of the Council of 15 October 1968 on freedom of movement for workers within the Community only where

— there is a substantive relationship between her previous occupational activity in the host Member State and the subsequent course of study, or

— following involuntary unemployment, the conditions on the employment market in the host Member State oblige her to undertake occupational retraining in another field of activity.

Whether there is a substantive relationship between the previous occupational activities and the subsequent course of study, or whether there is involuntary unemployment, and whether the conditions on the employment market indicate that retraining is necessary to carry on another occupational activity, must be deduced from the objective circumstances of the case.

(3) Articles 12 and 17 EC grant to EU nationals who have resided lawfully for a considerable time as economically non-active citizens in the territory of another Member State and have commenced university studies there, a right to study finance under the same conditions as those which apply to nationals of the host Member State. Inequality of treatment can be justified only if it is based on objective considerations independent of the nationality of the persons concerned and is proportionate to the legitimate aim of the national provisions.

I-13216

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Navrhy_ga C-413/01 – Súdny dvor Európskej únie | AI Pravnik