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Súdny dvor Európskej únie·6.11.2003

C-209/02

ECLI:EU:C:2003:606

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Súdny dvor Európskej únie
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62002CC0209

OPINION OF MR LÉGER — CASE C-209/02

OPINION OF ADVOCATE GENERAL LÉGER delivered on 6 November 2003 1

1. By the present action, the Commission of I — The legal background the European Communities asks the Court to declare that, by authorising the planned extension of the golf course in the district of Wörschach, Styria (Austria), despite the adverse conclusions of an assessment of the implications for the habitat of the corn- crake (crex crex) 2in the special protection area, 3within the meaning of Article 4 of Council Directive 79/409/EEC, 4situated in that district, the Republic of Austria has 2. Article 4(1) of the Birds Directive pro- failed to fulfil its obligations under vides that 'the species mentioned in Annex I Article 6(3) and (4) of Council Directive shall be the subject of special conservation 92/43/EEC, 5 read in conjunction with measures concerning their habitat in order Article 7 of this Directive. The Commission to ensure their survival and reproduction in also seeks an order that the Republic of their area of distribution'. This article Austria pay the costs. requires Member States to classify as SPAs those areas most appropriate in number and size for the conservation of these species.

1 — Original language: French. 2 — The corncrake is a migratory bird which is found in Europe from May to September and winters in eastern Africa. It weighs between 100 and 200 g and measures between 22 and 25 cm. It has a long neck and a short, blunt beak and its 3. The corncrake is mentioned in Annex I plumage is yellow, grey or brownish ('Le guide ornitho', Les guides du naturaliste series, Delachaux et Niestlé, 2001). to the Birds Directive, as amended by 3 — Hereinafter 'SPA'. Commission Directive 85/411/CEE. 6 4 — Directive of 2 April 1979 on the conservation of wild birds (OJ 1979 L 103, p. 1, hereinafter 'the Birds Directive'). 5 — Directive of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ 1992 L 206, p. 7, 6 — Directive of 25 July 1985 amending Directive 79/409 hereinafter 'the Habitats Directive'. (OJ 1985 L 233, p. 33).

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4. Article 4(4) of the Birds Directive pro- 3. Any plan or project not directly con- vides: nected with or necessary to the manage- ment of the site but likely to have a significant effect thereon, either individ- ually or in combination with other plans or projects, shall be subject to appropriate assessment of its implications for the site in view of the site's conservation objectives. In 'In respect of the protection areas referred the light of the conclusions of the assess- to in [paragraph] 1..., Member States shall ment of the implications for the site and take appropriate steps to avoid pollution or subject to the provisions of paragraph 4, deterioration of habitats or any disturb- the competent national authorities shall ances affecting the birds, in so far as these agree to the plan or project only after would be significant having regard to the having ascertained that it will not adversely objectives of this Article. Outside these affect the integrity of the site concerned protection areas, Member States shall also and, if appropriate, after having obtained strive to avoid pollution or deterioration of the opinion of the general public. habitats.'

4. If, in spite of a negative assessment of the implications for the site and in the absence of alternative solutions, a plan or project 5. Article 6 of the Habitats Directive pro- must nevertheless be carried out for vides: imperative reasons of overriding public interest, including those of a social or economic nature, the Member State shall take all compensatory measures necessary to ensure that the overall coherence of Natura 2000 is protected. It shall inform the Commission of the compensatory meas- ures adopted.

Where the site concerned hosts a priority 2. Member States shall take appropriate natural habitat type and/or a priority steps to avoid, in the special areas of species, the only considerations which conservation, the deterioration of natural may be raised are those relating to human habitats and the habitats of species as well health or public safety, to beneficial con- as disturbance of the species for which the sequences of primary importance for the areas have been designated, in so far as environment or, further to an opinion from such disturbance could be significant in the Commission, to other imperative rea- relation to the objectives of this Directive. sons of overriding public interest.'

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6. As set out in Article 7 of the Habitats that the extension in question would have Directive, 'obligations arising under adverse effects upon the existing corncrake Article 6(2), (3) and (4) of this Directive population, for the purposes of Article 6(3) shall replace any obligations arising under of the Habitats Directive. The extension the first sentence of Article 4(4) of [the could therefore have been authorised only Birds] Directive... in respect of areas clas- under the conditions laid down in sified pursuant to Article 4(1)... thereof...' Article 6(4), namely if the project had been justified by imperative reasons of overrid- ing public interest and if it had been accompanied by compensatory measures of which the Commission was informed. Since these requirements were not met, the Republic of Austria had failed to fulfil its obligations. I I — The background to the dispute, the proceedings and the claims of the parties

7. By a decision dated 14 May 1999, 7the Government of the Province of Styria, ruling on an appeal brought by the Golf- und Landclubs Ennstal (the Enns Valley Golf Club) against a decision of the Bezirk- shauptmannschaft (administrative auth- ority) of Liezen (Austria) of 4 December 9. In its reply dated 12 January 2000, the 1996, authorised an extension of the golf Austrian Government contended that the course in the district of Wörschach by way decision of 14 May 1999 laid down a of the addition of two new holes on a site number of conditions capable of preventing classified as a SPA. The extension auth- the extension from having a harmful effect orised has been completed. on the corncrake population. 8

8 — The decision of 14 May 1999 lays down the following conditions: the work on the extension is to be carried out between 1 September and 28 February (when the corncrake is not found in the affected area); the two new holes are to be used only when the vegetation to the south of the golf course, level with the paddocks, has reached a minimum 8. Following receipt of a complaint, the height in spring of 30 to 50 cm (movement of the bird from the northern sector to the southern sector of the area); Commission sent a letter of formal notice playing these holes is to be forbidden between the hours of 6.00 p.m. and 8.00 a.m. from May to the end of August (the to the Republic of Austria on 4 November males parade during this period at dusk, at night and at 1999. In that letter, the Commission stated dawn); the grassed areas are to be cut only by mechanical lawnmower, a barrier of trees and hedges is to be planted to that information supplied as part of the reduce noise and a 2 m high noise barrier is to be erected to the south of both tees; noise and dogs are to be banned on complaint and the expert reports on which holes 16 and 17 and signs giving information (regarding the decision of 14 May 1999 was based noise nuisance) are to be erected at 50 m intervals; the holes, with the exception of the noise barriers, are to be created showed that there was a strong probability without earth-moving, the use of chemical fertilisers and other chemical products for the upkeep of the grassed areas is to be avoided (protection of the environment and groundwater), and a person is to be responsible for ensuring observation of the instructions regarding silence and the 7 — Hereinafter 'the decision of 14 May 1999'. periods during which the holes may not be played.

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10. By letter of 27 July 2000, the Commis- sidered that the extension was not likely to sion issued a reasoned opinion. In that have a significant effect on the site within opinion, the Commission stated that, the meaning of Article 6(3) of the Habitats according to the report written by Mr Directive. Gepp in 1998, which could be regarded as an assessment of the implications of the disputed extension for the site, within the meaning of Article 6(3) of the Habitats Directive, the extension gave rise to a significant risk of disturbance to the corn- 14. By an application lodged at the Court crake population. The Commission also Registry on 4 June 2002, the Commission raised doubts concerning the effectiveness commenced these proceedings. of the conditions laid down by the decision of 14 May 1999, stating that the expert had advised against the imposition of compli- cated conditions which would alleviate only some of the harmful effects of the 15. By judgment of 27 June 2002, the extension and had considered that the Verwaltungsgerichtshof (Administrative extension was incompatible with the con- Court) (Austria) set aside the decision of servation of the corncrake population. 14 May 1999. In its defence, the Republic of Austria claimed that the action had to be dismissed as it had become devoid of purpose and, in the alternative, that it was not well founded. 11. In its reasoned opinion, the Commis- sion also referred to a new study carried out by Mr Schäffer, according to which, on the basis of present knowledge regarding the behaviour of the corncrake, the view was to be taken that the areas covered by 16. In its reply, the Commission main- the extension were situated entirely within tained the claims put forward in its appli- the section of grasslands which this species cation instituting proceedings. In its could use. Some elements of its habitat rejoinder, the Republic of Austria repeated would thus be destroyed. the form of order sought in its defence.

12. At the end of its reasoned opinion, the Commission gave the Republic of Austria two months from notification of the opinion within which to comply with it. I I I— The arguments of the parties

17. The Commission claims that the setting 13. By a letter dated 6 December 2000, the aside by the Verwaltungsgerichtshof of the Austrian Government stated that it con- decision of 14 May 1999 does not render

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the present action devoid of purpose. 14 May 1999 were not sufficient to prevent Firstly, the Commission states that a failure such disturbance. The ineffective nature of to fulfil obligations must be determined by these conditions was confirmed by another reference to the situation prevailing at the expert's report, dated 26 June 1999, carried end of the period laid down in the reasoned out by Mr Lentner. In addition, this reason opinion and that the decision of 14 May was also given in the judgment of the 1999 was not set aside until after this date. Verwaltungsgerichtshof setting aside the Secondly, it maintains that the Government decision of 14 May 1999. of the Province of Styria must take a fresh decision on the appeal lodged by the operator of the golf course against the decision of the Bezirkshauptmannschaft and that it cannot be presumed with any certainty that this new decision will bring about a situation which complies with the 20. The Austrian Government submits, as Habitats Directive. its main claim, that that judgment has retroactive effect, so that the decision of 14 May 1999 never existed. These proceed- ings for failure to fulfil obligations are therefore devoid of purpose, since they specifically concern that decision. Fur- 18. As to the substance of the action, the thermore, under the judgment of the Ver- Commission submits that a project is likely waltungsgerichtshof, playing on the two to have a significant effect on a SPA within new holes is forbidden. The new decision the meaning of Article 6(3) of the Habitats required on the appeal lodged by the Directive when this area, following com- operator of the golf course will be taken pletion of the project, can no longer fulfil in accordance with Community law and its purpose, other than in a markedly the current proceedings cannot relate pre- restricted manner, in respect of one or ventively to a decision which has not yet several of its conservation or protection been taken. objectives. Moreover, the mere likelihood of a significant effect on the relevant SPA is sufficient to require authorisation of the project to be refused.

21. As to the substance, the Austrian Government states that the requirements of Article 6 of the Habitats Directive have been complied with. It points out that, 19. The Commission further states that it following the assessment of the impli- can be seen from the report written by Mr cations of the project, the decision of Gepp that the extension to the golf course 14 May 1999 required that certain meas- in question has the effect of causing loss of ures be taken, and these have removed all part of the feeding and resting areas of the significant threat to the corncrake popu- corncrake population and the division and lation. This assertion is supported by the destruction of areas of its habitat. It can comments of Mr Gepp dated 15 July 2002 also be seen from the report that the on his 1998 report. It can be seen from conditions laid down by the decision of these comments that the Commission inter- I - 1218

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preted that report far too pessimistically. matter of an action for failure to fulfil The Austrian Government also states that obligations is determined by the reasoned the measures laid down by the decision of opinion and that, even when the default has 14 May 1999 have in fact been imple- been remedied after the time-limit pre- mented, as shown by the checks which it scribed by that opinion, pursuit of the carried out during 2002. action still has an object. In accordance with a frequently repeated form of words, that object may consist in particular in establishing the basis of the liability that a Member State may incur towards those who acquire rights as a result of its default, such as other Member States, the Commu- nity or individuals. 10 Finally, it is settled case-law that, in exercising its powers IV — Appraisal under Article 226 EC, the Commission does not have to show that there is a specific interest in bringing an action. 11 According to this case-law, the bringing and continuation of such an action before the Court is a matter for the Commission in its entire discretion, and it is not part of the A — The admissibility of the proceedings Court's role to take a view on the Com- mission's exercise of its discretion. 12

22. The admissibility of these proceedings appears to be indisputable in the light of the Court's case-law.

24. In the present case, the decision of 23. The Court has consistently held that 14 May 1999 to which the action for the question whether a Member State has failure to fulfil obligations relates was not failed to fulfil its obligations must be set aside until 27 June 2002. As a result, at determined by reference to the situation prevailing in the Member State in question at the end of the period laid down in the 10 — See, in particular, Case 154/85 Commission v Italy (1987] reasoned opinion and the Court cannot ECR 2717, paragraph 6; Case C-287/87 Commission v Greece (1990) ECR I-125, paragraph 9; Case C-263/88 take account of any subsequent changes. 9 Commission v France [1990] ECR I-4611, paragraph 9; Case C-59/89 Commission v Germany [1991] ECR It is also settled case-law that the subject- I-2607, paragraph 35; Case C-280/89 Commission v Ireland [1992] ECR I-6185, paragraph 7; and Case C-299/01 Commission v Luxembourg [2002] ECR I-5899, paragraph 11. 9 — Case C-200/88 Commission v Greece [1990] ECR I-4299, 11—See, in particular, Joined Cases C-20/01 and C-28/01 iaragraph 13, and Case C-323/01 Commission v Italy Commission v Germany [2003] ECR I-3609, paragraph f2002] ECR I-4711, paragraph 8. For an example involving the Habitats Directive, see Case C-103/00 Commission v 29. 12 — Case C-474/99 Commission v Spam [2002] ECR I-5293, Greece [2002] ECR I-1147, paragraphs 23 to 25. paragraph 25, and the case-law cited.

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the end of the period of two months laid B — Substance down by the Commission in the reasoned opinion dated 27 July 2000, the decision in question was still in force. Furthermore, the extension has been completed. Thus the argument that, under Austrian law, the setting aside of the decision has retroactive effect such that it is deemed never to have existed must be considered immaterial given the case-law cited above, since the 27. The Austrian Government does not date to be used by the Court in determining dispute that the land on which the golf whether the Republic of Austria failed to course was extended forms part of a site fulfil its obligations is that on which the classified as a SPA within the meaning of time-limit imposed on it in the reasoned Article 4 of the Birds Directive and that, as opinion came to an end. In other words, the a result, the extension was subject to the retroactivity of the setting aside of the requirements laid down in Articles 6 and 7 decision of 14 May 1999 cannot render this of the Habitats Directive. action devoid of purpose because this setting aside arises from an event which occurred after the expiry of the time-limit set in the reasoned opinion and, according to the case-law cited above, such an event cannot be taken into account.

28. The content of these requirements is not under discussion in the present case. It is apparent from Article 6(3) and (4) of the Habitats Directive, read in conjunction with Article 7, that every plan or project not directly connected with or necessary to 25. The grounds put forward by the Com- the management of a SPA but likely to have mission to justify its continuance of the a significant effect thereon is to be subject action are a matter for it in its entire to appropriate assessment of its impli- discretion and it is not for the Court to cations for the SPA in view of the SPA's verify their relevance, as we have seen. conservation objectives. Where the assess- ment of the project's implications for the site in question gives a negative result, the project may be authorised only on the basis of imperative reasons of overriding public interest, under the conditions laid down in Article 6(4) of the Habitats Directive. If the project cannot be justified by such reasons, the national authorities may agree to it only after having ascertained that, in the light of 26. In the light of these factors, these the assessment, it will not adversely affect proceedings must be declared admissible. the integrity of the site concerned.

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29. In this case, it is common ground that decision of 14 May 1999, must be regarded the Austrian authorities did not consider as the assessment of the implications of the the extension to the golf course to be a disputed extension on the site concerned, project which could be justified by impera- for the purposes of Article 6(3) of the tive reasons of overriding public interest, Habitats Directive. It is therefore on the within the meaning of Article 6(4) of the basis of the comments in this expert's Habitats Directive. The authorities did not report that the assessment must be made put forward any argument as to the exist- as to whether the Republic of Austria, as ence of such an interest and the conditions the Commission claims, failed to fulfil its laid down in Article 6(4) of the Habitats obligations under Articles 6 and 7 of the Directive, concerning the adoption of com- Habitats Directive by authorising the dis- pensatory measures and their communi- puted extension. cation to the Commission, were not fulfil- led.

30. In accordance with the abovemen- tioned provisions, the extension to the golf course could therefore have been validly authorised by the Austrian authorities only if, in the light of the assessment of its 32. It is clear from the report that there is a implications for the site involved, they had corncrake population present in the SPA ascertained that it would not adversely where the disputed extension was to be affect the integrity of the site. In other sited. According to the report, in order to words, if, in the light of the assessment of live and reproduce, the corncrake needs the implications of the extension, there was fairly extensive treeless areas 13 and the a significant chance that the extension part of the SPA in question corresponding would adversely affect the conservation to its habitat is relatively small. 14 The objectives for a species protected under report also states that the deciding factor the Birds Directive, the Austrian authorities for the formation of a population of these should have refused authorisation for it. birds is the presence of large connected meadows which are not crossed by roads or paths or otherwise subject to disturb- ance. 15

13 — A family unit of corncrakes, namely a male, a female and a chick, needs between 3 and 6 hectares. A female needs, before laying, an area not exceeding 3 hectares and, whilst brooding, an area not exceeding 1 hectare (decision of 14 May 1999, p. 12). 31. In the present proceedings, the parties 14 — This area docs not exceed 25 hectares. According to the expert, it is sufficient to support a small corncrake are in agreement that Mr Gepp's report, population including, at the most, two or three males. drawn up in 1998 and reproduced in the 15 — Decision of 14 May 1999, p. 12.

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33. So far as the possible effects of the their long term effectiveness was doubt- extension on the corncrake population ful. 18 He recommended alternative sol- present on the site are concerned, the utions, such as creating the two new holes expert stated that the extension would elsewhere. 19 entail the loss of part of the feeding and resting areas of the species concerned, the destruction of functional relationships by the division of the various areas used by the corncrake and the loss of and disturbance to elements of its habitat. 16 Also men- tioned as a source of disturbance is noise caused by maintenance of the fairways and by persons looking for golfballs in the rough particularly if they are accompanied 35. The expert stated in conclusion that the by dogs off the lead. The expert pointed out combined effects of the construction of the that disturbance caused by passage along two holes on the corncrake population minor byways can suffice to make a corn- were liable to jeopardise its continuation crake population leave an area perma- at this site. In his view, this population, the nently. 17 only one capable of reproduction in the central Alps, would be faced with the following three dangers as a result of the extension: firstly, the reduction in size of its habitat; secondly, the destruction of and disturbance to elements of its habitat; and, thirdly, the noise caused by grass cutting and by players, the effects of which carry over a distance of up to 200 m from the fairways. 20

34. The expert then answered the question regarding the conditions which should be 36. The expert stressed that the conditions imposed in order for the requirements which would reduce these disturbances prescribed by the Habitats Directive to be were complex and difficult to monitor, fulfilled. For each form of disturbance that they would be only partially effective liable to be caused, he examined measures and that a risk to the corncrake population which might remedy it. From his examin- would subsist that could not be considered ation, he ascertained that such measures entirely negligible. 21 would be only partially effective, that they would be difficult to implement and that 18 — Ibid., p. 22. 19 — Ibid., p. 23. 16 — Ibid. pp. 15 and 16. 20 — Ibid., pp. 24 and 25. 17 — Idem. 21 — Ibid., p 25.

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37. In answer to the question whether the consider that it cannot be disputed that the project was feasible from an ecological assessment of the implications of the pro- point of view, Mr Gepp stated that that ject showed that it entailed a risk, which depended, in the end, on an assessment of was not insignificant, of serious disturb- the need to protect the corncrake. He ance to the corncrake population. added that, in the view of the Commis- sion's expert, the need to do so was in the Community interest. 22

38. In the light of these matters, it is not possible to accept the Austrian Govern- ment's line of argument that the Commis- sion has interpreted Mr Gepp's report in an excessively pessimistic manner since, firstly, the disturbances mentioned are mere 40. With regard to the second argument, possibilities and, secondly, he did not mean we have seen that, when a project, on the that measures such as those laid down by basis of an assessment of its implications, the decision of 14 May 1999 would auto- appears likely to have a significant effect on matically be ineffective. the relevant SPA, the competent authorities cannot legitimately agree to its implemen- tation without first having ascertained that it will not adversely affect the integrity of the site concerned. In this case, it is the Austrian authorities who must show that, at the time of the adoption of the decision of 14 May 1999, they could be satisfied 39. So far as the first of the Austrian that the measures laid down by that Government's arguments is concerned, decision were capable of eliminating the one has only to refer to the expert's report risk apparent from Mr Gepp's report, of contained in the decision of 14 May 1999 serious disturbance to the corncrake popu- to see that the expert did not suggest that lation. However, the Austrian authorities the risk of serious disturbance to the corn- have clearly not demonstrated this. As I crake population was very improbable, but have stated above, while Mr Gepp did not in fact that it was not insignificant. Fur- categorically exclude the possibility that thermore, this assessment is corroborated measures such as those laid down by the by the very fact that the Styrian authorities decision of 14 May 1999 might eliminate considered it necessary to lay down a certain of the harmful effects of the exten- number of conditions in the decision of sion, he did nevertheless express very clear 14 May 1999, precisely in order to prevent reservations as to the actual effectiveness of the risk from materialising. I therefore these measures and stressed that they would be only partially effective. It should also be noted that he recommended that the 22 — Idem. extension be sited elsewhere. Accordingly,

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the Austrian authorities could not have decision, 'it is not possible to verify the been satisfied, in the light of the expert's correctness of the view clearly forming the report, that the measures in question would basis of the contested decision that, at least ensure the preservation of the integrity of having regard to the additional conditions, the site were the extension to be carried the requirements for authorisation to be out. granted are fulfilled'. 24

41. Nor does it appear from the decision of 14 May 1999 that the Austrian authorities had available to them other information which would satisfy them of this. 44. Finally, the inspections carried out by the Austrian authorities in 2002 on the site concerned are not relevant to the resolution of the dispute since, as I have indicated above, it is in the light of the information available to the authorities prior to the adoption of the decision of 14 May 1999 that it must be determined whether they could legitimately have been satisfied that 42. This analysis is corroborated, firstly, by the extension would not adversely affect Mr Lentner's report, dated 26 June 1999, the integrity of the site concerned. regarding the value of Mr Gepp's report. It follows from Mr Lentner's report that the proposition that the measures prescribed by the decision of 14 May 1999 would enable adverse effects on the corncrake population to be avoided and would ensure its preser- vation 'is in no way supported by the Gepp report or by other ornithological reports or opinions available to the authorities'. 23

45. In the light of all these factors, I consider that the action brought by the Commission against the Republic of Aus- tria is well founded. I therefore propose that the Court should allow the Commis- sion's application and, in accordance with 43. The analysis is supported, secondly, by Article 69(2) of the Rules of Procedure, the decision of the Verwaltungsgerichtshof order the Republic of Austria to bear the of 27 June 2002. According to this costs of the action.

23 — Annex 6 to the application, p. 7. 24 — Annex A to the defence, p. 33.

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V — Conclusion

46. In the light of the foregoing, I propose that the Court should:

'(1) declare that, by authorising the planned extension of the golf course in the district of Worschach, Styria (Austria), despite the adverse conclusions of an assessment of the implications for the habitat of the corncrake (crex crex) in the special protection area, within the meaning of Article 4 of Council Directive 79/409/EEC of 2 April 1979 on the conservation of wild birds, situated in that district, the Republic of Austria has failed to fulfil its obligations under Article 6(3) and (4) of Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora, read in conjunction with Article 7 of this Directive;

(2) order the Republic of Austria to pay the costs.'

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