← Späť na vyhľadávanie
Súdny dvor Európskej únie·3.7.2003

C-234/02

ECLI:EU:C:2003:394

Súd
Súdny dvor Európskej únie
IČS
62002CC0234

OPINION OF MR GEELHOED — CASE C-234/02 P

OPINION OF ADVOCATE GENERAL GEELHOED delivered on 3 July 2003 1

I — Introduction 3. In order to assess the admissibility of the application at first instance, a more detailed examination must be made of the status and powers of the Ombudsman appointed by the European Parliament on the basis of Article 195 EC, including review of his conduct.

1. This case concerns the appeal brought by the European Ombudsman against the judgment of the Court of First Instance in Lamberts v European Ombudsman.2 In that case the Court of First Instance declared admissible a citizen's application for damages concerning the European Ombudsman's action in the performance I I— Legal framework of his duties. It subsequently rejected the application as unfounded.

4. Pursuant to Article 21(2) EC every citizen of the Union may apply to the Ombudsman established in accordance with Article 195. Article 195 EC provides as follows:

2. The European Ombudsman requests the Court to annul the judgment of the Court of First Instance on the point of admissi- bility. The citizen concerned, Mr Lamberts, asks the Court to confirm the judgment as '1. The European Parliament shall appoint regards admissibility and to grant the merits an Ombudsman empowered to receive of the application at first instance. complaints from any citizen of the Union or any natural or legal person residing or having its registered office in a Member 1 — Original language: Dutch. State concerning instances of maladminis- 2 — Case T-209/00 [2002] ECR II-2203. tration in the activities of the Community I - 2808

OMBUDSMAN \ LAMBERTS

institutions or bodies, with the exception of 3. The Ombudsman shall be completely the Court of Justice and the Court of First independent in the performance of his Instance acting in their judicial role. duties. In the performance of those duties he shall neither seek nor take instructions from any body. The Ombudsman may not, during his term of office, engage in any other occupation, whether gainful or not.

In accordance with his duties, the Ombuds- man shall conduct inquiries for which he finds grounds, either on his own initiative or on the basis of complaints submitted to him direct or through a Member of the European Parliament, except where the alleged facts are or have been the subject of legal proceedings. Where the Ombuds- man establishes an instance of maladmin- istration, he shall refer the matter to the institution concerned, which shall have a 5. On 9 March 1994 Parliament adopted, period of three months in which to inform pursuant to Article 195(4) EC, Decision him of its views. The Ombudsman shall 94/262/ECSC, EC, Euratom on the regula- then forward a report to the European tions and general conditions governing the Parliament and the institution concerned. performance of the Ombudsman's duties. 3 The person lodging the complaint shall be informed of the outcome of such inquiries.

The Ombudsman shall submit an annual report to the European Parliament on the outcome of his inquiries. 6. Under Article 14 of Decision 94/262 the Ombudsman is authorised to adopt the implementing provisions for that Decision. He adopted the implementing provisions on 16 October 1997 and they came into force on 1 January 1998. The text of the provisions was published in all the official 2. ... The Ombudsman may be dismissed EU languages on the Ombudsman's web- by the Court of Justice at the request of the site. 4 European Parliament if he no longer fulfils the conditions required for the performance of his duties or if he is guilty of serious 3 — OJ 1994L 113, p. 15 misconduct. 4 — www .euro-ombudsman.eu. int

I - 2809

OPINION OF MR GEELHOED — CASE C-234/02 P

7. The substance of the provisions of 10. He subsequently applied to the Euro- Decision 94/262 which are relevant to this pean Ombudsman, who dealt with the case are set out in full in the disputed complaint, but not to Mr Lamberts's judgment of the Court of First Instance satisfaction. Mr Lamberts's proposal for a (paragraphs 6 to 15). friendly settlement with the Commission was rejected by the Commission. The Ombudsman did, however, make a critical remark regarding the Commission's general administrative practice. 8. The action before the Court of First Instance was brought on the basis of Article 235 EC, under which the Court of Justice has jurisdiction in disputes relating to compensation for damage provided for in the second paragraph of Article 288 EC. The second paragraph of Article 288 11. Thereafter, in the interest of good provides: 'In the case of non-contractual administrative conduct, the Commission liability, the Community shall, in accord- included a special clause in all letters of ance with the general principles common to invitation to oral tests informing candidates the laws of the Member States, make good that the date indicated might be changed in any damage caused by its institutions or by exceptional circumstances. However, the its servants in the performance of their Ombudsman concluded, with reference to duties'. Mr Lamberts, that that change in policy had no effect on past procedures.

I I I — Facts 12. For a more detailed description of the facts of the case I will refer now to the disputed judgment of the Court of First 9. The essence of this case is as follows. Mr Instance. Lamberts took part in an internal competi- tion at the Commission for the establish- ment as officials of members of the tem- porary staff in Grade A. He failed the oral test and attributes that failure to the fact that, during that test, he was under the influence of medication capable of causing fatigue and reducing his ability to concen- IV — The disputed judgment trate. He had been prescribed that treat- ment following an accident which had occurred some weeks prior to the oral test. He had not requested a postponement of his oral test owing to a clause in the 13. The Court of First Instance first con- document inviting him to attend that test, siders the admissibility of the application which essentially said that the time of the (paragraphs 48 to 60 of the judgment). It test could not be changed. refers to the case-law of the Court, which I - 2810

OMBUDSMAN v LAMBERTS

essentially states that under Article 235 EC a Community member of staff, who must in conjunction with Article 288 EC action be regarded as familiar with the arrange- may be brought against any Community ments for bringing an action before the body in connection with non-contractual Court of First Instance. The Ombudsman liability for actions carried out by a body in may advise a citizen on this point, but there the performance of its duties. The Court is no provision of Community law requir- concludes that the action is admissible. ing him to do so.

14. The Court also points out, among 17. Second, the applicant complains that other things, that review of the Ombuds- the Ombudsman failed to demonstrate man by the Community judicature must be impartiality and objectivity in dealing with limited in view of the very wide discretion his complaint, in that the Ombudsman took which he enjoys. However, it cannot be the Commission's opinion into account excluded that a manifest error by the even though the English version of that Ombudsman may cause damage to the opinion (English being the language in citizen concerned. The Court also points which the applicant had made the com- out that Article 235 EC constitutes an plaint) had been submitted after the time- autonomous form of action in Community limit set by the Ombudsman. Furthermore, law. the English version of the opinion was different from the French version originally submitted. The Court of First Instance observes here that the time-limit set for an institution to submit an opinion to the Ombudsman need not be seen as absolute, 15. The application is dismissed (para- and that there is no difference between the graphs 61 to 89 of the judgment) because language versions on the points that are of Mr Lamberts's failure to show that the relevant to the Ombudsman's investigation. Ombudsman committed any breach of his administrative duties in dealing with his complaint. The Court reaches that conclu- sion on the basis of its assessment of five of the arguments adduced by Mr Lamberts. 18. Third, the applicant complains of the slowness with which the Ombudsman dealt with his complaint. Over 10 months elapsed between the Commission's opinion and the Ombudsman's decision, and 16 16. First, Mr Lamberts alleged that the months elapsed between the complaint Ombudsman should have advised him of being submitted and the conclusion of the the possibility of bringing an action before procedure. The Court of First Instance the Court of First Instance against the states that the relevant provisions do not Commission's decision. In the Court of specify a time-limit within which the First Instance's view, however, it is up to Ombudsman must deal with complaints. It the citizen to choose which is the best states, however, that the procedure before remedy for him. That is particularly true of the Ombudsman must be completed within

I-2811

OPINION OF MR GEELHOED — CASE C-234/02 P

a reasonable time according to the circum- interests, since it is not the aim of the stances of the case. Nevertheless, it must provision to protect his individual interests. also be taken into account that the Ombudsman not only has to serve the individual interest of the complainant, but also has the task, in the public interest, of identifying and seeking to rectify instances of maladministration.

V — Appeal before the Court of Justice

19. Fourth, the applicant argues that the 21. By application of 21 June 2002 lodged Ombudsman is under an obligation to use at the Registry of the Court on 24 June his best endeavours to arrange a friendly 2002 the European Ombudsman brought settlement and satisfy the citizen concerned. the present appeal, claiming that the Court The Court of First Instance recalls that the should: Ombudsman enjoys very wide discretion in that regard and therefore cannot incur non- contractual liability save where he has committed a flagrant and manifest breach of his obligations in that connection. The Ombudsman cannot, in principle, merely — annul the decision concerning the forward the opinions of the institution admissibility of the action for damages concerned to the citizen. In the present in the judgment of the Court of First case, however, the Ombudsman examined Instance; the merits of the position taken by the Commission and was able, without being guilty of wrongful conduct, to conclude in his decision that there was no prospect of a friendly settlement acceptable to the appli- cant. — declare that that action is inadmissible.

20. Fifth, the applicant contends that, by 22. By application of 29 August 2002 making a critical remark in his decision, the lodged at the Registry of the Court on 2 Ombudsman was in breach of Article 7 of September 2002 Mr Lamberts lodged a the implementing provisions. Under that reply contending that the Court should: provision the Ombudsman may only make a critical remark where the instance of maladministration has no general implica- tions. The Court of First Instance states in that respect that a possible breach of that provision cannot harm the applicant's — dismiss the appeal; I-2812

OMBUDSMAN v LAMBERTS

— set aside the judgment of the Court of — order the Ombudsman to pay the costs First Instance with regard to the merits of the proceedings. of the claim brought at first instance and accordingly:

23. On 30 August 2002 the European Parliament lodged a statement in interven- tion in support of the Ombudsman's — principally: decision. On 30 October 2002 the President of the Court ruled that statement to be admissible.

— order the Ombudsman to pay him an amount of EUR 2 468 787 by way of 24. Following an exchange of written damages in respect of material and submissions a hearing was held in the case financial damage and an amount of on 13 May 2003. EUR 124 000 by way of damages in respect of non-material damage, together with interest to be determined by the Court until full payment,

VI — Pleas and arguments of the parties

— order the Ombudsman to pay the costs of the proceedings, A — Admissibility

25. The Ombudsman argues in his appeal — in the alternative: that the Court of First Instance's decision to declare the application at first instance admissible and the grounds for that deci- sion are contrary to the legislation govern- ing the Ombudsman's performance of his duties. — order the Ombudsman to pay him an amount of EUR 1 234 934 by way of damages in respect of material and financial damage and an amount of EUR 124 000 by way of damages in 26. First of all, the disputed judgment respect of non-material damage, contravenes the constitutional scheme together with interest to be determined established by the EC Treaty concerning by the Court until full payment, the liability of the Ombudsman.

I-2813

OPINION OF MR GEELHOED — CASE C-234/02 P

27. In reviewing the legality of the inquiry an example an infringement of the con- procedure conducted by the Ombudsman fidential treatment of documents or infor- and of the decision closing the case, the mation. Court of First Instance overstepped the limits of judicial review of action by the Ombudsman. This was a case where the applicant contested the manner in which the Ombudsman had dealt with his com- plaint, and the Ombudsman's conclusions. Reviewing the legality of the inquiry procedure, the conclusions reached and the time-limits imposed is a matter for the European Parliament, not the Community 31. According to the Ombudsman there is judicature. no common constitutional tradition what- soever of submitting Ombudsmen's inquir- ies and findings to judicial review. On the contrary, in the Nordic countries, where the office of Ombudsman originated, such review is excluded on constitutional 28. In addition, Article 195(2) EC and grounds. Articles 6 and 13 of the ECHR Article 8 of Decision 94/262 provide for a also do not suggest any other conclusion. procedure to be followed for the case where Complainants always have the right to the Ombudsman is guilty of serious mis- bring judicial proceedings against a Com- conduct calling in question his capacity to munity institution or body, and therefore perform his duties. The European Parlia- do not need to apply to the Ombudsman ment can then apply to the Court to dismiss and then appeal against his conclusions. the Ombudsman.

29. Secondly, the Court of First Instance fails to distinguish between actions for damages on the one hand and actions for annulment or for failure to act on the other. 32. According to the case-law of the Court of First Instance the Ombudsman's inquir- ies and conclusions are not subject to judicial review because actions cannot be brought for annulment or for failure to act. By submitting those inquiries and conclu- 30. The Ombudsman recognises that it is sions to detailed analysis in the present open to a citizen to bring an action for proceedings, the Court of First Instance damages against the Ombudsman on the nevertheless opens up the possibility of such ground of the latter's conduct. Such an judicial review, in the guise of an action for action may not relate to the inquiry damages. The Court of First Instance procedure itself, but may concern the carries out such an analysis despite the fact infringement of a specific obligation upon that it recognises that review by the him, for instance. The Ombudsman gives as judicature has to be limited.

I-2814

OMBUDSMAN v LAMBERTS

33. Thirdly, the Ombudsman points out 37. Judicial review of the legality of the that the action for damages, although Ombudsman's conduct guarantees both the brought against the Ombudsman, relates legitimacy of the system and legal certainty, to damage caused by the action of the even though the Treaty provides for review Commission. The purpose of the Ombuds- by the European Parliament. He refers to a man's inquiry is not, however, to protect letter of 17 December 1999 from the the interests of injured citizens who have President of the European Parliament, suffered damage as a result of the wrongful informing him that Parliament cannot conduct of the institutions. intervene in the Ombudsman's internal procedures. The European Parliament also does not have the power to make good damage resulting from the Ombudsman's misconduct. 34. Mr Lamberts takes the view that the Court of First Instance's decision on the question of admissibility was correct. He adduces the following arguments in sup- port. 38. Incidentally, in his reply the Ombuds- man argues that the letter from the Presi- dent of the European Parliament is new evidence which is not admissible in an appeal to the Court. 35. First of all, he disputes the Ombuds- man's view that his action relates to the damage he suffered as a result of the action of the Commission. It actually relates to the Ombudsman's misconduct in dealing with his complaint, as the Court of First Instance rightly identified. 39. Finally, Mr Lamberts contends that admissibility cannot be assessed without also examining the substance of the case.

36. Secondly, it is to be regarded as a denial of justice that actions for damages may not be brought against the Ombuds- man. For a body to be granted powers 40. The European Parliament begins by presupposes that that body will accept examining the role of the Ombudsman in liability in the event of misconduct or if it dealing with a complaint. In a complaint fails to perform its duties. At the hearing, regarding maladministration the Ombuds- Mr Lamberts argued in that context that man approaches the Community institution the Ombudsman is to be regarded as the concerned. The citizen in question benefits representative of a citizen bringing a only indirectly from this action by the complaint. A remedy must be open to that Ombudsman, through the repercussions citizen if his representative fails in the which the Ombudsman's approach to the performance of his duties. institution may have.

I-2815

OPINION OF MR GEELHOED — CASE C-234/02 P

41. Parliament agrees with the Ombuds- 43. Parliament recognises that a citizen man's view that the Court of First Instance may bring an action for damages against failed to distinguish between actions for the Ombudsman, which must relate to the damages and actions for annulment or for obligations that Community legislation., failure to act. When examining the admis- places upon the latter. The Ombudsman's sibility of the action the Court of First conduct must form the origin of the Instance used an interpretation far removed damage. from the spirit and letter of the relevant Community legislation. Parliament refers in particular to paragraphs 57 and 59 of the contested judgment.

44. According to Parliament the grounds which the Court of First Instance gives concerning the principles of the compensa- tion procedure are inadequate. The Court 42. That interpretation could prejudice the of First Instance refers to the autonomous position conferred on the Ombudsman in nature of the procedure, but nevertheless the Treaty, and the institutional balance. In tests the legality of the Ombudsman's particular: conduct without drawing the obvious con- clusions from it. The Court of First Instance does not take account of the fact that the Ombudsman has no binding powers over the Community institutions in respect of the damage that the applicant has suffered. The — the Ombudsman performs his duties Ombudsman's conduct cannot result in entirely independently. The Treaty non-contractual liability. The only conduct makes a distinction between judicial that can result in liability is the conduct of and non-judicial review. The type of the Commission. An action for damages review carried out by the Court of First cannot arise from the unlawfulness of an Instance here is tantamount to duplica- action by a Community institution — in tion. this case the Ombudsman — if that action has no effect in law.

— A review of legality by the Court of First Instance has the effect of depriv- ing Parliament's review of substance. Parliament tests every aspect of the B — The action in the main proceedings Ombudsman's conduct against the requirements of the EC Treaty. The ultimate element of that review is that Parliament alone can apply to have the Ombudsman dismissed. A dual review 45. Mr Lamberts bases his action on a plea — political and judicial — is not of breach of Community law by the Court provided for in the Treaty. of First Instance. First, he alleges breach of

I-2816

OMBUDSMAN v LAMBERTS

the obligation arising from the Statute of 48. In particular, Mr Lamberts further the Court of Justice to give grounds for alleges that the Court of First Instance judgments. Second, he alleges breach of made substantial errors of appraisal. It Community legislation on the duties and incorrectly claimed that the Commission powers of the Ombudsman, and of princi- refused to allow Mr Lamberts a second oral ples of Community law such as equality of examination, when in fact Mr Lamberts treatment for officials and the obligation to had never requested one. The Court of First base a decision on admissible grounds. Instance also incorrectly states that it was not until the proceedings before it that Mr Lamberts suggested alternative settlements. The conclusion that the Court of First Instance reaches in paragraph 84 of the disputed judgment, that neither the Ombudsman nor the Commission could have taken a position on those settlements, 46. His complaint is that the Ombudsman is therefore incorrect. failed to fulfil the duties conferred on him in that he:

49. In his reply the Ombudsman brings a — did not advise Mr Lamberts in good procedural defence against Mr Lamberts's time to bring an action before the arguments. Appeals must be limited to Community judicature; points of law. Mr Lamberts, however, contests only the actual findings of the Court of First Instance. Furthermore, an application for appeal must precisely repro- duce the critical elements of the disputed judgment, together with the legal argu- ments on which the appeal is based. In the present case, however, the appeal merely — did not try to achieve a friendly repeats the pleas and arguments already put settlement. before the Court of First Instance, including arguments based on facts which the Court of First Instance has already specifically dismissed.

47. Mr Lamberts also points out that, in his appeal, the Ombudsman recognises that damage was suffered as a result of the Commission's action, which should have led the Ombudsman to devote greater 50. The European Parliament agrees with attention to dealing with the complaint. the Ombudsman's arguments.

I-2817

OPINION OF MR GEELHOED — CASE C-234/02 P

VII— Status and powers of the European how significant is that general account- Ombudsman ability for the issue of whether his conduct in individual cases can be submitted to judicial review?

A — Introduction

52. I feel that the status and powers of the 51. In this section of my Opinion I shall Ombudsman need to be assessed before we outline the status and powers of the can establish to what extent he can be held European Ombudsman, focusing on the liable by the Community judicature for following points: misconduct in the performance of his duties.

— Is the Ombudsman comparable with a court or tribunal, or is he a body entrusted with certain administrative powers? B — Characteristics of the Ombudsman

— Is the primary aim of the Ombuds- man's procedure for dealing with 53. The institution of Ombudsman has a complaints to satisfy the complainant long tradition going back to the appoint- — an extension of the role of judge — ment of an Ombudsman in Sweden in or does it primarily serve the public 1809. Since then the institution of Ombuds- interest in that the actions of the man — or a closely comparable figure — Community institutions are kept under has existed in all the Member States of the closer scrutiny? European Union. The Ombudsman is essentially a body which examines citizens' complaints against the government, pro- duces reports and makes recommendations to the administration. His independence from the administration is guaranteed — — Review of the conduct of the Ombuds- and this applied even to the Swedish man himself. Under Community law Ombudsman in the 19th century — by the the Ombudsman is generally accoun- fact that he is attached not to the executive, table to the European Parliament, but but to the parliament.

I-2818

OMBUDSMAN v LAMBERTS

54. Since the Maastricht Treaty the EC as whether the body is established by law, Treaty has made provision for an Ombuds- whether it is permanent, whether its jur- man, an organ of the European Commu- isdiction is compulsory, whether its proce- nity, in Articles 21 and 195 EC. dure is inter partes, whether it applies rules of law and whether it is independent. It must also be able to give judgment in proceedings intended to lead to a decision of a judicial nature, and it must have the power to deliver binding decisions in application of rules of law. 6 55. The institution of Ombudsman is one of the instruments by which the Treaty gives substance to citizenship of the Union. Citizens of the Union have the right to complain to the Ombudsman about instances of maladministration in the actions of Community institutions and bodies. The Ombudsman thus plays a part in protecting citizens' rights. It is also 58. The institution of Ombudsman has clearly evident from the background to the most of the characteristics listed by the institution of a European Ombudsman that Court. It has its legal basis in Article 195 it was seen as one of the mechanisms for EC, it is permanent and its independent protecting the specific rights of European status is laid down in Article 195(3) EC. citizens. 5

56. Although the purpose of the com- plaints procedure before the Ombudsman 59. However, the complaints procedure is to protect citizens' rights, it does not before the Ombudsman displays only a provide the same sort of legal protection as very few of the listed characteristics of that afforded by a court or tribunal. judicial proceedings. The primary feature is that the Ombudsman enjoys a great deal of freedom in deciding how he examines the complaint. While there is provision for both the complainant and the institution com- plained against to be involved in the 57. On that point, I would refer to the case- handling of the complaint, that is not law of the Court on the concept of a court entirely a procedure inter partes. I would or tribunal within the meaning of Article refer here to Article 6 of the implementing 234 EC. It is settled case-law that the Court provisions, which provides not for the takes account of a number of factors, such

6 — See, among others, the judgments in Case C-134/97 Victoria Film [1998] ECR I-7023, paragraphs 14 and 15, and Case 5 — For a description, see the Ombudsman's Annual Report for C-178/99 Salzmann |2001] ECR I-4421, paragraphs 13 and 1995, available at www.euro-ombudsman.eu.int. 14.

I-2819

OPINION OF MR GEELHOED — CASE C-234/02 P

Ombudsman to have a role between the body, rather than as comparable to a court parties, but for cooperation between the or tribunal. I would observe, however, that Ombudsman and the institution com- that power is in addition to the power to act plained against. The most important con- upon complaints, rather than a second sideration, however, is that the Ombuds- primary duty, as is clear from the back- man does not have the power to deliver ground to the body of Ombudsman, 7the decisions which are binding on the parties. Ombudsman's own view that his primary The settlement of disputes is not an issue. duty is to deal with complaints, 8and the The procedure is therefore designed not to operation of the Ombudsman in practice. settle legal disputes, but — as the Ombuds- For example, the most recent annual report man himself describes it in his 1995 Annual available (for 2001) shows that the Report — to prevent them. Ombudsman investigated 204 complaints and initiated inquiries himself on only 4 occasions. In many cases own-initiative inquiries arise from earlier complaints, suggesting that the problems raised in complaints are of a more general nature.

60. In view of that absence of binding authority, it is also logical that the EC Treaty should not make provision for the right to appeal to the Community judica- ture against decisions taken by the Ombudsman as part of the complaints procedure.

63. In short, the Ombudsman does not 61. From that point of view, the Ombuds- offer any legal protection in the proper man does not have the characteristics of a sense. The Ombudsman is to be regarded as court or tribunal. Furthermore, while the an administrative body whose task — Ombudsman has the power to make critical primarily via complaints — is to identify remarks as a result of a complaint, they are in the public interest instances of malad- intended not to satisfy the complainant, but ministration by the Community institutions to serve the public interest instead. and to help to put an end to that malad- ministration. It is also appropriate for that task that the Ombudsman is appointed by the European Parliament and that he is required to submit to Parliament an annual report on his inquiries. 62. I would also point out here that the Ombudsman can carry out inquiries on his own initiative. The fact that he has the 7 — See, on this subject, paragraphs 1.1.1 and 1.2.1 of the power to do so indicates that the Ombuds- Ombudsman's Annual Report tor 1995, cited in footnote 5. 8 — See paragraph 1.4 of the Ombudsman's Annual Report for man is to be regarded as an administrative 1995, cited in footnote 5.

I - 2820

OMBUDSMAN v LAMBERTS

C — The complaints procedure in detail out in greater detail in the implementing provisions. If, as in the present case, an inquiry is started, the complainant has the right to inspect the opinion that the institution concerned forwards to the Ombudsman and the right to respond to 64. As I said, citizens are not given any that opinion. The Ombudsman then legal protection comparable to the legal reaches a decision which — and this is the protection provided by the courts. The only right that the complainant has at this Ombudsman has largely investigative stage — is sent to the complainant. powers and he can endeavour to reach settlements. He may conclude his inquiries with a reasoned decision, but it can never contain more than 'critical remarks' and 'recommendations'.

67. That brings me to the content of the Ombudsman's decision should he establish that an institution is guilty of maladmin- 65. The procedure before the Ombudsman istration. First and foremost (Article 6 of therefore does not take the place of the legal the implementing provisions) he must seek protection provided by the courts. I would a friendly settlement between the complai- point out here that Article 195 EC states nant and the institution, reflecting the that the Ombudsman may not investigate Ombudsman's duty — referred to earlier facts that are or have been the subject of — to prevent a dispute before the courts. legal proceedings. The main purpose of the The procedure is thus primarily a form of procedure before the Ombudsman is to give mediation. Only if a friendly settlement citizens the possibility of seeking satisfac- appears impossible can the Ombudsman tion in cases where judicial proceedings are use other means, namely critical remarks not an option or would not produce an and draft recommendations. The institution appropriate result. The Ombudsman's pro- may respond to the draft recommendations, cedure therefore supplements legal protec- after which the Ombudsman may send a tion proper. report with recommendations to the Euro- pean Parliament. The institution is not obliged to comply with any critical remark or recommendation.

66. None of this alters the fact, however, that Community law affords complainants certain procedural rights. First of all, Article 21 of the EC Treaty itself gives European citizens the right to lodge a complaint and the right to receive an answer in the 68. A further element in the present case is language in which the complaint was made. that Mr Lamberts accuses the Ombudsman The complainant's procedural rights are set of failing to refer him to the Court of First

I - 2821

OPINION OF MR GEELHOED — CASE C-234/02 P

Instance, as a result of which the deadline 71. I cannot agree with the opinion of the for bringing an action expired. In Commu- Ombudsman himself and the European nity law Article 2(5) of Decision 94/262 Parliament that it is the task of the allows the Ombudsman to advise the European Parliament to review the person lodging the complaint to address it Ombudsman's performance of his duties. to another authority. Community law does Article 195 EC does not provide for such not, however, give the complainant a review. Only in very exceptional circum- specific right to be referred. stances can the European Parliament pro- pose to the Court that the Ombudsman be dismissed, but that would not be as a result of a review of the Ombudsman's perform- ance of his duties in dealing with an individual complaint. I assume that only a negative assessment of his performance as a whole could lead to dismissal. 69. The question is — and Mr Lamberts's action relates to this — whether the Ombudsman is, in certain circumstances, under an obligation to use his powers to reach a friendly settlement and to give a referral. Can his failure to use those powers be unlawful in respect of a complainant?

72. In addition — but this is not a review of his performance of his duties — the European Parliament may decide not to D — Review of the Ombudsman extend the Ombudsman's term of office and to appoint a new Ombudsman upon its expiry. The fact that the Ombudsman is required to report to the European Parlia- ment should also not be seen as part of a review procedure. The reporting require- ments are of an entirely different nature. 70. Article 195(3) establishes the independ- Their purpose is to enable Parliament to ence of the office of Ombudsman. The form a political assessment of the operation essence of that independence is found in the of — and sometimes maladministration in second sentence, which prohibits the — the institutions. There is one further Ombudsman from seeking or taking reason why it is difficult to conceive of instructions from any body in the perform- review by the European Parliament: the ance of his duties. It would be contrary to Ombudsman also has the power to inves- the guarantees given for the Ombudsman to tigate maladministration in the European perform his duties under review. Parliament itself.

I - 2822

OMBUDSMAN v LAMBERTS

73. In conclusion, this means that the or subordinate Community legislation European Parliament's claim that review regulating the powers of the Court. by the Court of First Instance would result in duplication is flawed for the simple reason that Parliament itself does not conduct any review.

77. The question is whether that satisfies the principle, recognised by the Court, that individuals must genuinely be able to rely before the courts on the rights they derive 74. The Court of Justice is also not from the Community legal order. The right responsible for reviewing the Ombuds- to effective legal protection is, according to man's performance of his duties, except as the Court, one of the general principles of part of the dismissal procedure referred to law stemming from the constitutional trad- in earlier paragraphs. itions common to the Member States. That right has also been enshrined in Articles 6 and 13 of the European Convention for the Protection of Human Rights and Funda- mental Freedoms. 10

75. In short, the Ombudsman performs his duties independently and without review. That does not mean, however, that the legal consequences of specific actions by the Ombudsman cannot be subject to judicial review by the Community judicature. In 78. As I stated earlier (see point 65), that case it would not be a review of Community law grants citizens certain performance of duties, but legal protection rights in the procedure before the Ombuds- for the individual whose interests have been man. It is not inconceivable that the right to directly affected by that action. effective judicial protection means that the citizens in question must be able to appeal

9 — The Court may, for instance, rule on the legality of decisions of the Office for Harmonisation in the Internal Market (trade marks and designs) (see Article 63 of Council Regulation (EC) No 40/94 of 20 December 1993 on the Community trade mark (OJ 1994 L 11, p. D), or of the European Data Protection Supervisor (see Article 32(3) of Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection 76. The EC Treaty does not allow fot- of individuals with regard to the processing of personal data appeal against decisions of the Ombuds- by the Community institutions and bodies and on the free movement of such data (OJ 2001 L. 8, p. 1). man. He is not referred to in Article 230 10 — See, among others. Case C-50/00 P Union de Pequeños EC, or in any other provision of the Treaty Agriculiores v Council [2002] ECR I-6677, paragraph 39.

I - 2823

OPINION OF MR GEELHOED — CASE C-234/02 P

against decisions of the Ombudsman. How- the liability of States for damage caused to ever, that is not the question at issue in this citizens. case, since Mr Lamberts did not lodge an appeal, but brought a claim for damages.

82. A number of elements of that analysis — which I support — are relevant to the 79. The fact that Community law does not present case. They are: specifically provide for administrative redress in respect of decisions of the Ombudsman is no reason to conclude that the actions of the Ombudsman cannot result in damage eligible for compensation under Community law. On the contrary, it is precisely because there is no adminis- a) the right to compensation as a funda- trative redress that the citizens concerned mental principle of Community law, 12 need an alternative.

b) the State as a single entity, 13 80. In the present case, when assessing the admissibility of the application at first instance, the question is whether damages can be awarded using the compensation procedure set out in Article 235 in conjunc- tion with Article 288 EC. c) the importance of a body's independ- ence for liability.

83. With regard to a), as the Advocate E — The Ombudsman's liability General explains with reference to Brasserie du Pêcheur and Factortame, 14 the right to compensation is recognised as a fundamen- tal principle of Community law and a 81. In his Opinion in Kobler 11 Advocate General Léger gave a detailed analysis of 12 — See in particular point 35 of his Opinion. 13 — See in particular point 44 et seq. of his Opinion. 14 — Judgment in Case C-46/93 and Case C-48/93 [1996] ECR I-1029, and in particular point 22 et seq. of the Opinion of 11 — Opinion in Case C-224/01 [2003] ECR I-10239, I-10243. Advocate General Tesauro.

I - 2824

OMBUDSMAN v LAMBERTS

necessary extension of the principle of damage arising from that breach has been effective judicial protection and access to caused by the actions of a Community body the courts. or by a national authority. The conditions for the liability of the Member State for damage caused to individuals as a result of a breach of Community law cannot in principle be different from those that apply to the Community's liability in similar situations, according to the judgment in Bergaderm and Goupil. 15 84. With regard to b), it flows from international law that where the liability of the State is at issue, the State is regarded as a single entity. It makes no difference whether the damage is attributable to the legislature, the judicature or the executive.

87. It follows from the above observations that the Community can be held liable for the conduct of the Ombudsman. When assessing whether that liability also arises in a particular case, account must be taken of the specific function of the Ombudsman. 85. With regard to c), the conduct of a He performs his duties independently, is not body that is independent of the executive under review, and he enjoys wide discretion must still be regarded as the conduct of the in dealing with complaints submitted to State. Counter-arguments relating to the him. independence of the judicature — or in the present case the Ombudsman — are to be dismissed. However, when determining whether there is a sufficiently serious breach of Community law, account must be taken of the specific function of an independent body. 88. In his analysis in Kobler, Advocate General Léger cites the excusability of the misconduct in question as the decisive criterion for determining whether there is liability. 16 That excusability depends on the clarity and precision of the rule of law breached and on the existence and state of 86. That analysis, given in the context of judgments of the Court. the liability of a national court, also applies to the liability of organs of the Community itself. From the case-law of the Court I infer 15 — Case C-352/98 P [2000| ECR I-5291, paragraph 41. Sec that where there has been a breach of also the judgement in Brasserie du Pêcheur and ľactortame, cited in footnote 14, paragraph 42. Community law, it is irrelevant whether the 16 — Point 139 or his Opinion, cited in footnote 11.

I - 2825

OPINION OF MR GEELHOED — CASE C-234/02 P

89. I also agree with this analysis, even which, without even including an argument though I would prefer to talk of reprehen- specifically identifying the error of law sibility rather than (in)excusability. If the allegedly vitiating the contested judgment, law breached is clear and precise, the confines itself to reproducing the pleas in Ombudsman may be liable. As I explain law and arguments previously submitted to from point 129 below with reference to the the Court of First Instance. Such an appeal present case, account must be taken not just amounts in reality to no more than a of the wording, but also of the purpose of request for re-examination of the applica- the rule of law breached. tion submitted to the Court of First Instance, which the Court of Justice does not have jurisdiction to undertake.' 17

92. The Ombudsman and the European Parliament infer from the Court's form of V I I I— Assessment of the scope of the words cited here that Mr Lambert's appli- appeal findings cation to have the judgment of the Court of First Instance set aside may not be exam- ined.

90. Article 225 EC limits the right of appeal to the Court of Justice to points of 93. I do not agree with that view. First of law only. In addition, the Court's Rules of all, I would point out that the form of Procedure place a number of restrictions on words in question has been interpreted very the arguments that the parties may submit. subtly by the Court. In its judgment in Article 113(2) of those Rules, for example, Associação dos Refinadores de Açúcar states that the subject-matter of the pro- Portugueses(ARAP) 18 the Court states ceedings before the Court of First instance the following: 'However, provided that the may not be changed, and Article 116(1) appellant challenges the interpretation or states that new claims are not permitted. application of Community law by the Court of First Instance, the points of law exam- ined at first instance may be discussed again in the course of an appeal .... Indeed, if an appellant could not thus base his appeal on pleas in law and arguments already relied on before the Court of First Instance, an appeal would be deprived of part of its 91. The case-law of the Court clearly states purpose'. As the Court states subsequently, that 'an appeal must indicate precisely the contested elements of the judgment which the appellant seeks to have set aside, and also the legal arguments specifically 17 —Judgment in Bergaderm and Goupil, cited in footnote 15, advanced in support of the appeal.... That paragraphs 34 and 35. 18 — Case C-321/99 P [2002] ECR I-4287, paragraphs 49 and requirement is not satisfied by an appeal 50.

I - 2826

OMBUDSMAN v LAMBERTS

the main appeal specifically seeks to chal- 96. In assessing that point of law the Court lenge the position adopted by the Court of may also examine the point raised by Mr First Instance on various points of law Lamberts as to whether the Ombudsman raised before it at first instance. must perform his duties with extra care where the complainant has suffered damage.

97. The situation is quite different with Mr Lamberts's allegation that the Court of First 94. The appeal must clearly indicate which Instance made errors of appraisal (see point aspects of the judgment under appeal are 48 of this Opinion) in its assessment of criticised and the pleas in law and argu- what actually happened during the com- ments on which the appeal is based. That plaints procedure before the Ombudsman. brings me to the present proceedings. Mi- Here Mr Lamberts is essentially seeking a Lamberts attempts to show that the Court re-examination of the facts, which is out- of First Instance breached Community law, side the scope of an appeal. I therefore and he particularly refers for that purpose propose that the Court declare inadmissible to a number of specific points in the the complaint concerning errors of apprai- disputed judgment. sal.

98. The Ombudsman and the European Parliament further argue that the letter of 17 December 1999 from the President of the European Parliament may not be taken 95. Mr Lamberts's main complaint relates 20 to the Ombudsman's performance of his into account. duties. 19 Mr Lamberts claims that, in not referring him to the Community judicature and not trying to reach a friendly settle- ment, the Ombudsman failed to fulfil the mission entrusted to him. Essentially, Mr 99. According to Article 113 of the Rules Lamberts seeks a ruling on the substance of of Procedure new claims are not allowed. the duties and powers assigned to the Nor is it possible, on appeal, to put forward Ombudsman under Community law. Seen complaints which have not already been in those terms, this is a point of law pleaded at first instance. It must always be concerning the interpretation of Commu- examined whether the party is still acting nity law, and I therefore find this complaint within the framework of the complaint (or admissible. plea in law) put before the Court of First

19 — Sec points 45 and 46 above. 20 — See point 38 above.

I - 2827

OPINION OF MR GEELHOED — CASE C-234/02 P

Instance, or whether it is introducing a and claims that judicial review of the completely new point. 21 conduct of the Ombudsman is limited. Review of the legality of the inquiry procedure lies, in his view, with the European Parliament, not with the Com- munity judicature. The European Parlia- ment adduces similar arguments. 100. I consider that in the present case there is no question of a new complaint. Mr Lamberts argued at first instance that the Ombudsman is subject to judicial review. That claim was rejected by the Ombudsman himself in his appeal, when he argued among other things that review is a matter for the European Parliament. Mr Lamberts 102. As I indicated earlier (point 73), I is now submitting the letter in support of consider this position to be fundamentally his earlier claim. The letter illustrates the wrong. The European Parliament does not fact that review by the European Parliament review the Ombudsman's performance of is not of the same nature as judicial review. his duties in individual cases, and its In short, the Court may include the letter of authority here is of no relevance to review 17 December 1999 in its appraisal. by the Community judicature.

IX — Assessment of the admissibility of the action at first instance 103. That brings me to the compensation procedure provided for in the EC Treaty. Article 288 EC contains a general rule for making good damage caused by the Com- munity institutions or their servants in the performance of their duties. The Court of A — The nature of the compensation Justice has jurisdiction in disputes on that procedure and the Ombudsman's liability subject (Article 235 EC). That jurisdiction is not subject to any restrictions.

101. The Ombudsman refers first of all to the constitutional basis in the EC Treaty

21 — See the Opinion of Advocate General Mischo in Case 104. Article 235 in conjunction with Art- C-279/98 P Cascades v Commission [2000] ECR I-9693, points 38 to 40. icle 288 EC sets out the general legal

I - 2828

OMBUDSMAN v LAMBERTS

principles on which unlawful acts and the against the Community is exclusive. The related compensation are based. In essence, national courts have no jurisdiction. 23 everyone in society in principle bears the consequences of any damage he suffers. If, however, that damage is attributable to another person's unlawful conduct, that other person may be held liable and may, in certain circumstances, be required to make good the damage. The duty to make good 107. Furthermore, the compensation pro- damage in the event of unlawful conduct cedure under Article 235 EC is particularly applies to the government just as to important in that there is no means of individuals. appeal against decisions of the Ombuds- man. An action for damages is the only way in which a citizen affected by the conduct of the Ombudsman can assert his right to proper legal protection. 24

105. The compensation procedure referred to in Article 235 in conjunction with Article 288 EC provides for compensation for damage caused by (the unlawful conduct 108. Seen from the citizen's point of view, of) the institutions of the European Com- if he suffers damage as a result of a munities and their servants. As the Court of Community body's action or failure to First Instance rightly states in the contested act, he must be able to hold that body judgment, 'The term also covers... all other liable. A procedure must be available to Community bodies established by the him in law to assert his claim for liability in Treaty and intended to contribute to a direct and simple manner. That is the achievement of the Community's objectives. purpose of Article 235 EC. It makes no Consequently, measures taken by those difference to the citizen which body caused bodies in the exercise of the powers him damage, nor is it relevant in the assigned to them by Community law are performance of which duty that damage attributable to the Community, according occurred. to the general principles common to the Member States referred to in the second paragraph of Article 288 EC'. 22

109. Viewed in that light I cannot agree with the very conservative opinions which the Ombudsman and the European Parlia- 106. I would point out that the Court's ment have put forward in these proceedings jurisdiction in actions for compensation on the subject of the Ombudsman's liabi¬

22 — See paragraph 49 of the judgment of the Court of First Instance, where reference is made to the Court's judgment 23 — See, for example, Case C-275/00 First and Franex [2002] in Case C-370/89 SGEEM and Etroy v EIB [1992) ECR ECR I-10943, paragraph 43. I-6211, paragraphs 12 to 16. 24 — See also point 79 above.

I - 2829

OPINION OF MR GEELHOED — CASE C-234/02 P

lity. The institution of Ombudsman was B — The conditions for liability and more introduced precisely in order to give the particularly the lawfulness of government citizens of the European Union a means of action taking action against maladministration on the part of a Community institution. In other words, the Ombudsman is there for European citizens who feel that they have been failed by a Community institution's action or failure to act. 113. The Ombudsman and the European Parliament claim that the compensation procedure is wrongly used to question the lawfulness of the Ombudsman's action or failure to act.

110. In my view it is contrary to the fundamental purpose of the Ombudsman for a European citizen to be left empty- handed in the event of maladministration by the Ombudsman himself, and this certainly applies, of course, if the Ombuds- 114. That claim brings me to the condi- man's action or failure to act causes tions which the Court uses for presuming damage. I would therefore have found it liability for public action, irrespective of appropriate to the Ombudsman's duties if whether it relates to the conduct of a he had advocated the broadest possible Community body or a national authority liability. The same applies to the European (see point 84 above). According to settled Parliament, which is elected by the citizens case-law the Community can be non-con- of the European Union. tractually liable and there can be entitle- ment to compensation for the damage suffered only if a number of conditions are met: the conduct of which the Commu- nity institutions are accused must be unlaw- ful as a result of a sufficiently serious infringement of a rule of law, the rule of 111. In short, the Ombudsman may be law infringed must be intended to confer held liable for his actions under Article 235 rights on individuals, the damage suffered in conjunction with Article 288 EC. There must be real and there must be a causal link is no restriction arising from Community between the conduct and the damage law. suffered.

112. When establishing the unlawfulness of the Ombudsman's conduct, account 115. It flows from this that an appraisal of must naturally be taken of the particular the lawfulness of the action at the root of function which the Ombudsman is required that damage is essential for establishing to fulfil. whether there is public liability, since the

I - 2830

OMBUDSMAN v LAMBERTS

unlawful nature of an action is one of the European Parliament. As the Court of First constituent elements of a duty to make Instance rightly states in paragraph 58 of its good damage. Here I leave aside the judgment, that procedure is an autonomous possibility of liability in the event of lawful form of action. It refers here to its own case- action by the Community. The Community law and that of the Court, which hold that judicature has never yet held the Commu- the procedure may relate to any damage nity liable in the event of lawful action. resulting from a measure, whether legally Nevertheless, the Court does not entirely binding or not, or from conduct, attribu- preclude such liability, albeit only under table to a Community institution or body. very serious conditions. 25 The doctrine of In short, the procedure under Article 235 liability in the event of lawful public action EC is not limited to a particular form of is not an issue in the present case, and in damage. view of the conditions which the Court imposes, it could never be a satisfactory solution here.

118. That being the case, Parliament's claim that only measures by the Commu- 116. In short, if the Community judicature nity that have legal consequences can give could not test the lawfulness of the action of rise to compensation must also be dis- an institution, the procedure under Article missed. 235 EC would be deprived of all meaning. Furthermore — and I will emphasise this point once again — it is precisely because there is no specific appeal process open to the citizen concerned that there is an interest in allowing the lawfulness of an action by the Ombudsman to be tested using the procedure under Article 235, since the citizen has a right to proper legal 119. The Community judicature also need protection which is recognised in Commu- not show restraint in its assessment. nity law. Restraint of assessment relates to a different issue in the present case. As the Court of First Instance rightly states, the Ombuds- man enjoys a wide margin of discretion. The judicature need only show restraint in assessing the use made of that margin of discretion, when it must not put itself in the administrative body's shoes. The require- 117. I therefore do not agree with the ment that the breach be sufficiently serious position of the Ombudsman and the then comes into play. The Court uses as a decisive test for this whether a Community institution manifestly and gravely disre- 2 garded the limits on its discretion. Where 25 — Sec C a s e C- 37/98 P Dorsch Consult vCounciland Commission [2000] ECR I-4549, paragraphs 18 and 19. the institution in question has only con-

I-2831

OPINION OP MR GEELHOED — CASE C-234/02 P

siderably reduced, or even no, discretion, be held liable for the actions of the the mere infringement of Community law Commission. Article 235 in conjunction may, however, be sufficient to establish the with Article 288 EC does, admittedly, existence of a sufficiently serious breach. 26 provide for the non-contractual liability of the European Community as such, but that does not mean that a body can be held liable for damage caused by another body or institution. A claim for damages must be made against the body or institution that 120. Where an administrative body enjoys caused the damage. a wide margin of discretion, the Commu- nity judicature must examine whether the body has exceeded the limits of that discretion and thus acted unlawfully. If those limits have been exceeded, then a sufficiently serious breach exists.

123. However, the application at first instance relates to damage resulting from what Mr Lamberts alleges was the Ombudsman's breach of his administrative C — The origin of the damage duties. He claims that he suffered damage as a result of the manner in which his complaint was dealt with by the Ombuds- man, and he puts forward arguments in 121. The Ombudsman's third argument support of that view. He does not contest essentially concerns the origin of the the Commission's earlier decision. damage. The damage occurred through the action of the Commission, and the procedure before the Ombudsman is not intended to remedy that damage. That is why the application is not admissible. Mr Lamberts contests this by arguing that serious misconduct by the Ombudsman actually lies at the root of the damage.

124. On the basis of what Mr Lamberts thus established as the subject-matter of the dispute the Court of First Instance was able to find the application admissible. The 122. I agree with the Ombudsman's posi- application related to the conduct of the tion in so far as he contends that he cannot Ombudsman himself. Whether the Ombudsman's conduct did actually cause the alleged damage is a question that must 26 — See Bergaderm and Goupil, cited in footnote 15, para- be answered when assessing the merits of gtaphs 43 and 44. the claim, not when assessing admissibility.

I - 2832

OMBUDSMAN v LAMBERTS

D — Conclusion — the damage suffered is real, and

125. On the basis of the above considera- tions I have reached the conclusion that the application at first instance was correctly — there is a causal link between the ruled admissible by the Court of First conduct and the alleged damage. Instance. The Ombudsman's appeal must therefore be dismissed.

Below I shall look at the first two criteria together, which mainly concern unlawful- ness, and the third and fourth criteria together, which both relate to damage. X — Substance

A — Introduction 127. The Court may confine its appraisal to Mr Lamberts's complaint concerning the Ombudsman's performance of his duties. In point 97 above I concluded that the other 126. As I said, according to settled case- points that Mr Lamberts had put forward law the Community may have non-con- were not admissible. tractual liability and there may be entitle- ment to have the damage suffered made good where:

128. More particularly, what is at issue is:

— the conduct of which the Community institutions are accused is unlawful as a result of a sufficiently serious breach of a rule of law; — the possibility of referring a complai- nant to another competent authority (Article 2(5) of Decision 94/262 and Article 2.5 of the implementing provi- sions). To what extent can this power — the rule of law infringed is intended to of the Ombudsman be regarded as an confer rights on individuals; obligation?

I - 2833

OPINION OF MR GEELHOED — CASE C-234/02 P

— seeking a friendly settlement (Article 6 regulation, but it can also flow from a legal of the implementing regulations). To principle. what extent does the term 'seek' imply an obligation for the Ombudsman?

B — Referral to another competent author- ity 131. More particularly, I would refer in the present case to the principle of due care. The referral of a complainant is not, in my view, an informal option which the Ombudsman can use or not use as he sees fit. The due care which the Ombudsman 129. Article 2(5) of Decision 94/262 and too must show in the performance of his Article 2.5 of the implementing provisions duties may require him to make use of that provide only that the Ombudsman has the power, certainly in a case such as the power, not the obligation, to refer a present where the person concerned has a complainant. Referral is thus primarily deadline for bringing an action before the formulated as a service which the Ombuds- Community judicature. It is true that failure man performs for the complainant, rather to refer a complainant does not deprive him than as an administrative duty. From that of access to the judicature, but in doing so point of view, if the Ombudsman does not the Ombudsman is not acting in accordance refer a complainant he is still within the with one of the aims for which the body of limits of his discretion and there is thus no Ombudsman was set up. He ought to make question of a sufficiently serious breach of it as easy as possible, not more difficult, for Decision 94/262 and the implementing the citizen to obtain satisfaction. The provisions. principle of due care therefore means that the Ombudsman should take his power of referral seriously.

130. The fact that the Ombudsman remained within the limits of his discretion and thus acted in accordance with the letter of the Community legislation applicable does not, in my view, mean that he fulfilled all the obligations which Community law . places upon him. A breach of Community law may not just occur where action is not 132. I now come to the question of in accordance with the wording of a whether that lack of due care also involves

I - 2834

OMBUDSMAN v LAMBERTS

unlawfulness in respect of the complainant. speaking it need not make exceptions for I consider that in not referring the complai- sick candidates. Nevertheless, it may be nant the Ombudsman is not acting unlaw- desirable in the interests of sound adminis- fully in respect of him. As the Court of First tration to make allowance for illness. A Instance rightly states, it is the choice of the complaint to the Ombudsman may cause complainant himself not to bring an action the Commission to review its procedure, as before the Community judicature. In other indeed happened in the present case, words, the complainant is responsible for although Mr Lamberts did not benefit from the choice that he makes. it himself.

133. If he chooses not to bring an action (in good time), he cannot subsequently blame the Ombudsman for that. The Court C — Friendly settlement of First Instance also points out here that a member of staff of a Community institution may certainly be assumed to know his rights.

135. Article 6 of the implementing provi- sions regulates friendly settlements. The Ombudsman is required to seek a friendly settlement, which he does by working with the institution where maladministration has 134. For the sake of completeness I would been established. The search for a friendly also make the following point. The choice settlement is, for the complainant, the most which a citizen has of applying either to the important instrument that the Ombudsman judicature or to the Ombudsman is not, by possesses. Nevertheless it is nothing more definition, a choice between the greater (the than a search, and the Ombudsman has judicature) and the lesser (the Ombuds- very wide discretion to assess whether a man). In many disputes between a govern- friendly settlement is possible and whether ment body and a citizen a mediation it is likely to succeed. procedure is more appropriate than pro- ceedings before the courts. If a government body has formally acted correctly, but has not taken the interests of the citizen concerned fully into account, proceedings before the courts do not offer the citizen a solution. That appears to be the situation here. The Commission can organise a 136. That wide discretion in inherent in the competition as it sees fit, within the limits nature of the procedure before the of Community law, of course. Formally Ombudsman, which primarily involves

I - 2835

OPINION OF MR GEELHOED — CASE C-234/02 P

mediating between parties. A mediator may pretation of Community law. The Court be expected to use his best endeavours, but may therefore find Mr Lamberts's present cannot be expected to achieve a result. That appeal unfounded. result depends on the attitude of the parties. A mediator must also be able to determine when mediation does not serve (or no longer serves) any purpose.

137. The Court of First Instance found, with regard to the Ombudsman's discre- tion, that the Ombudsman cannot incur E — Damage and the causal link non-contractual liability save where he has committed a flagrant and manifest breach of his obligations. That appears to me to be a correct view in law, and I would add that such a serious breach can only exist where the Ombudsman has demonstrably not mediated when he could have done so. 140. For the sake of completeness I will now consider the damage suffered and the causal link between the Ombudsman's conduct and the damage. 138. The assessment of whether there has been a flagrant and manifest breach is a factual one and cannot be reviewed by the Court on appeal.

141. First of all, the damage suffered. The assessment of whether damage was actually suffered on the scale claimed by Mr D — Appraisal Lamberts is a factual question that cannot be considered on appeal. Since the Court of First Instance did not assess the damage in its judgment — nor did it need to — I shall 139. In the present case the Court may disregard that issue. I therefore consider Mr establish that the finding of the Court of Lamberts's claim28 that the Ombudsman First Instance that the Ombudsman did not actually recognises the existence of damage act unlawfully is based on a correct inter- to be irrelevant in this appeal.

27 — Paragraph 79 of the disputed judgment. 28 — See point 47 above.

I - 2836

OMBUDSMAN v LAMBERTS

142. That brings me to the causal link. The from the Commission's action, Mr Lam- damage claimed by Mr Lamberts arises berts also claims non-material damage from a decision of the Commission, not the arising, according to paragraph 61 of the conduct of the Ombudsman. Mr Lamberts Court of First Instance's judgment, from the claims that he suffered damage as a result of injurious and destructive effects of the the fact that he failed the competition and Ombudsman's breaches of administrative was therefore unable to enter service with duty in dealing with his case. Viewed in that the Commission. It is not within the manner a causal link does exist with the Ombudsman's competence to review the non-material damage. This application for Commission's decision. In other words, non-material compensation appears from there is no causal link between the Mr Lamberts's claim not to be separate, but Ombudsman's conduct and the occurrence is in addition to the material damage of the damage. suffered. Should the Court come to assess the damage, the application for non-mate- rial damage need not be assessed separately.

143. I would also point out that, in addition to the material damage resulting

XI — Conclusion

144. In the light of the foregoing I propose that the Court:

— Declare the European Ombudsman's appeal to be unfounded;

— Also declare unfounded Mr Lamberts's application, made in his reply, to annul the judgment of the Court of First Instance delivered on 10 April 2002 in Case T-209/00 Lamberts v European Ombudsman.

I - 2837

Text rozhodnutia bol prevzatý z verejne dostupných úradných zdrojov. Rozhodnutie je úradným dokumentom.
Navrhy_ga C-234/02 – Súdny dvor Európskej únie | AI Pravnik